Merrill Lynch & CO., INC.
SEC CIK 65100 · MER · last insider filing 2009-01-05
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Reese ANN N | Director | filed 2006–2009 |
| Codina Armando M | Director | filed 2006–2009 |
| Thain John A | Director · Chairman of the Board and CEO | filed 2007–2009 |
| Finnegan John D | Director | filed 2006–2009 |
| Prueher Joseph W | Director | filed 2006–2009 |
| Colbert Virgis | Director | filed 2006–2009 |
| Peters Aulana L | Director | filed 2006–2009 |
| Rossotti Charles O | Director | filed 2006–2009 |
| Jonas Judith Mayhew | Director | filed 2006–2009 |
| Christ Carol T | Director | filed 2007–2009 |
| Cribiore Alberto | Director · Chairman of the Board | filed 2006–2008 |
| Conway Jill K | Director | filed 2006–2007 |
| Oneal E Stanley | Director · Chairman of the Board and CEO | filed 2006–2007 |
| Newbigging David K | Director | filed 2006–2006 |
| Neuburger Heinz Joachim | Director | filed 2006–2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Berkery Rosemary T | EVP and General Counsel | filed 2006–2009 |
| Fleming Gregory J | President | filed 2006–2009 |
| Mccann Robert J | Executive Vice President | filed 2006–2009 |
| Chai Nelson | EVP & Chief Financial Officer | filed 2007–2009 |
| Sanzone Thomas J. | EVP & CAO | filed 2008–2009 |
| Montag Thomas K. | Executive Vice President | filed 2008–2009 |
| Carlin Gary M. | Chief Accounting Officer | filed 2008–2009 |
| Fakahany Ahmass L | Executive Vice President | filed 2006–2008 |
| Hayward Christopher B | VP & Finance Director | filed 2007–2008 |
| Tosi Laurence A | VP and Finance Director | filed 2006–2007 |
| Kim Dow | Executive Vice President | filed 2006–2007 |
| Edwards Jeffrey N | SVP and CFO | filed 2006–2007 |
| Doll Robert C JR | Senior Vice President | filed 2006–2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.