Legg Mason, INC.
SEC CIK 704051 · lm2make$ · last insider filing 2020-08-04
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Sullivan Joseph A | Director · Sr. Executive Vice President | filed 2008 - 2020 |
| Davidson Carol Anthony | Director | filed 2014 - 2020 |
| Angelica Robert E | Director | filed 2007 - 2020 |
| Murphy John V | Director | filed 2013 - 2020 |
| Hooley Stephen C | Director | filed 2019 - 2020 |
| Quirk Alison A. | Director | filed 2017 - 2020 |
| Goldberg Michelle J | Director | filed 2017 - 2020 |
| Garden Edward P | Director | filed 2019 - 2020 |
| Trian Fund Management, L.P. | Director | filed 2009 - 2020 |
| Peltz Nelson | Director | filed 2009 - 2020 |
| Schmoke Kurt L | Director | filed 2006 - 2019 |
| Richardson Margaret Milner | Director | filed 2006 - 2019 |
| Reed W Allen | Director | filed 2006 - 2018 |
| Huff Barry W. | Director | filed 2009 - 2018 |
| Shanda Media LTD | Director | filed 2016 - 2017 |
| Shanda Investment Group Ltd | Director | filed 2016 - 2017 |
| Shanda Technology Overseas Capital Co. | Director | filed 2016 - 2017 |
| Shanda Payment Investment Ltd | Director | filed 2016 - 2017 |
| Chen Tian Qiao | Director | filed 2016 - 2017 |
| Chiu Robert | Director | filed 2017 - 2017 |
| Myers John H | Director | filed 2013 - 2016 |
| Krongard Cheryl Gordon | Director | filed 2006 - 2016 |
| Kass Dennis M. | Director | filed 2013 - 2016 |
| Koerner John E III | Director | filed 2006 - 2014 |
| Adams Harold L | Director | filed 2006 - 2013 |
| Cahill John T | Director | filed 2010 - 2013 |
| Beresford Dennis R | Director | filed 2006 - 2013 |
| ST George Nicholas J | Director | filed 2006 - 2013 |
| Fetting Mark R | Director · Sr. Executive Vice President | filed 2006 - 2012 |
| Nuttall Scott C | Director | filed 2008 - 2011 |
| Schipke Roger W | Director | filed 2006 - 2010 |
| Ukrop James E | Director | filed 2006 - 2009 |
| Mason Raymond A | Director · Chairman, President and CEO | filed 2006 - 2008 |
| Obrien Edward I | Director | filed 2006 - 2008 |
| Bildt Carl | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Nachtwey Peter | Sr. Executive VP & CFO | filed 2011 - 2020 |
| Merchant Thomas C | General Counsel | filed 2013 - 2020 |
| Johnson Terence | Head, Global Distribution | filed 2013 - 2020 |
| Lattin Patricia | Executive Vice President | filed 2017 - 2020 |
| Cashman Frances | Executive Vice President | filed 2017 - 2020 |
| Kenney John | Executive Vice President | filed 2017 - 2019 |
| Hoops Thomas K | Executive Vice President | filed 2014 - 2019 |
| Schliessler Ursula | EVP & CAO | filed 2015 - 2019 |
| Murphy Jennifer | Executive VP and CAO | filed 2013 - 2015 |
| Nattans Jeffrey A | Sr. Vice President | filed 2009 - 2013 |
| Lemke Thomas P | General Counsel | filed 2010 - 2013 |
| Dewhurst Ronald R | Sr. Executive VP/Managing Dir. | filed 2008 - 2012 |
| Murphy Terrence | Chief Financial Officer | filed 2010 - 2010 |
| Daley Charles J JR | Sr. VP, CPO & Treasurer | filed 2006 - 2010 |
| Odenath David R | Sr. Executive Vice President | filed 2008 - 2010 |
| Bain Peter L | Sr. Executive Vice President | filed 2006 - 2009 |
| Bilson F Barry | Sr. Executive Vice President | filed 2006 - 2008 |
| Abbaei Mike | Executive Vice President | filed 2007 - 2008 |
| Spector Elisabeth N | Senior Vice President | filed 2006 - 2007 |
| Chowdhury Deepak | Senior Vice President | filed 2006 - 2007 |
| Hirschmann James W III | President and COO | filed 2006 - 2007 |
| Scheve Timothy C | Sr. Executive Vice President | filed 2006 - 2007 |
| Even Michael | Executive Vice President | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.