Oppenheimer Holdings INC
SEC CIK 791963 · OPY · last insider filing 2026-05-11
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Lowenthal Albert G | Director · Chairman and CEO | filed 2007–2026 |
| Lowenthal Robert S | Director · CEO | filed 2013–2026 |
| Roth R Lawrence | Director | filed 2018–2026 |
| Glasser Teresa | Director | filed 2018–2026 |
| Dwyer Timothy Martin | Director | filed 2016–2026 |
| Behrens Evan | Director | filed 2016–2026 |
| Friedman Paul M | Director | filed 2015–2026 |
| Kanter Stacy J. | Director | filed 2023–2026 |
| Spaulding Suzanne | Director | filed 2024–2026 |
| Oughtred A Winn | Director · Secretary | filed 2006–2024 |
| Ehrhardt William | Director | filed 2008–2024 |
| Roberts Elaine Kells | Director · President and Treasurer | filed 2007–2018 |
| Keehner Michael | Director | filed 2008–2018 |
| Crystal Richard | Director | filed 2006–2016 |
| Mcarthur Kenneth W | Director | filed 2006–2016 |
| Goldfarb Morris | Director | filed 2014–2015 |
| Winberg Burton | Director | filed 2007–2012 |
| Bitoue John L | Director | filed 2006–2007 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Mcnamara Dennis P | Secretary | filed 2007–2026 |
| Watkins Brad M | CFO | filed 2022–2026 |
| Alfano Jeffrey J | Chief Financial Officer | filed 2011–2022 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.