Rand Capital Corp
SEC CIK 81955 · RAND · last insider filing 2025-09-16
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Gusky Adam Samuel | Director | filed 2019 - 2025 |
| Godley Benjamin E | Director | filed 2019 - 2024 |
| Jaroslawsky Cari L | Director | filed 2022 - 2023 |
| ZAK Robert M | Director | filed 2006 - 2023 |
| Kailbourne Erland E | Director | filed 2009 - 2023 |
| Grum Allen F | Director · President/CEO | filed 2007 - 2021 |
| Newman Reginald B II | Director | filed 2006 - 2018 |
| Kenzie Ross B | Director | filed 2006 - 2016 |
| Mcleese Robert S | Director | filed 2015 - 2015 |
| Orr E Wycliffe Jr | Director | filed 2015 - 2015 |
| Rand Jayne K | Director | filed 2008 - 2011 |
| Mcleese Willis S | Director | filed 2009 - 2009 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Penberthy Daniel P | President and CEO | filed 2009 - 2023 |
| Chief Compliance Officer | filed 2022 - 2022 | |
| Stone Nancy Marie | Chief Compliance Officer | filed 2021 - 2021 |
| Brechtel Margaret | EVP, Treas., CFO & Sec. | filed 2021 - 2021 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.