Ameriprise Financial INC
SEC CIK 820027 · AMP · last insider filing 2026-06-12
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Sharpe Robert Francis JR | Director | filed 2006 - 2026 |
| Pelletier Liane J | Director | filed 2025 - 2026 |
| Neal Dianne M | Director | filed 2014 - 2026 |
| Williams Christopher J | Director | filed 2016 - 2026 |
| Bryan Glynis | Director | filed 2025 - 2026 |
| Digeso Amy | Director | filed 2014 - 2026 |
| Shea Brian T | Director | filed 2019 - 2026 |
| Cracchiolo James M | Director · Chairman and CEO | filed 2006 - 2026 |
| Walter W Edward | Director | filed 2018 - 2025 |
| Pimentel Armando Jr | Director | filed 2022 - 2024 |
| Greenberg LON R | Director | filed 2011 - 2022 |
| Noddle Jeffrey | Director | filed 2006 - 2021 |
| Sarles H JAY | Director | filed 2006 - 2017 |
| Marshall Siri S | Director | filed 2006 - 2017 |
| Turner William H | Director | filed 2006 - 2015 |
| Lewis W Walker | Director | filed 2006 - 2014 |
| Knowlton Warren D | Director | filed 2006 - 2013 |
| Hall IRA D | Director | filed 2006 - 2008 |
| Powers Richard F III | Director | filed 2006 - 2008 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Hunter Petruzillo Kelli A. | Exec VP of Human Resources | filed 2006 - 2026 |
| Mcgraw Deirdre Davey | Sr VP Corp Comm/Cmnity Rltns | filed 2007 - 2026 |
| Williams William Jerryl | Pres, Wealth Mgmt Advisor Grp | filed 2017 - 2026 |
| Smyth Gerard P. | EVP Technology and CIO | filed 2020 - 2026 |
| Truscott William F | Pres - U.S. Asset Mgmt, CIO | filed 2006 - 2026 |
| Alvero Gumer | President-Insurance&Annuities | filed 2022 - 2026 |
| Brockman Dawn M. | SVP AND CONTROLLER | filed 2022 - 2026 |
| Berman Walter Stanley | Executive VP and CFO | filed 2006 - 2026 |
| Melloh Heather J. | EVP and General Counsel | filed 2022 - 2026 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | filed 2006 - 2026 |
| Davies William | Executive VP, Global CIO | filed 2022 - 2026 |
| Woerner John Robert | Senior VP - Str Plan, Bus Dev | filed 2006 - 2022 |
| Thissen Karen Wilson | Executive VP and GC | filed 2017 - 2022 |
| Hutt John R. | Sr Vice Pres and Controller | filed 2019 - 2022 |
| Moore Colin | EVP & Global CIO | filed 2013 - 2022 |
| Kupper Randy | EVP Technology and CIO | filed 2012 - 2020 |
| Stewart David Kent | Sr Vice Pres and Controller | filed 2006 - 2019 |
| Maglaque Charles Neal | Pres. Advice & Wealth Mgt, COO | filed 2012 - 2018 |
| O'Connell Patrick H. | EVP, AMP Advisor Group | filed 2017 - 2018 |
| Scrimgeour Michelle | CEO, Global Asset Mgmt., EMEA | filed 2017 - 2018 |
| Junek John Carl | Exec VP and General Counsel | filed 2006 - 2016 |
| Froude Donald E | President, U.S. Advisor Group | filed 2008 - 2015 |
| Sharan Kim Michelle | Pres-Fin Plan, Ret Svcs & CMO | filed 2006 - 2014 |
| Salow Glen | Exec VP of Serv Del & Tech | filed 2006 - 2012 |
| Heath Brian Michael | Pres - U.S. Advisor Group | filed 2006 - 2008 |
| Schwarzmann Mark Edward | Pres - Ins, Ann, Prdct Dist | filed 2006 - 2007 |
| Macmillan Andrew J | Senior VP Comm & Gov't Affairs | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.