Pacholder High Yield Fund INC
SEC CIK 837951 · phf · last insider filing 2017-07-11
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Morton William G JR | Director | filed 2009 - 2016 |
| Morgan William J | Director · President | filed 2007 - 2014 |
| Reid Fergus | Director · Assistant Treasurer | filed 2009 - 2013 |
| Armstrong William J | Director · Assistant Treasurer | filed 2009 - 2013 |
| Spalding Leonard M JR | Director | filed 2009 - 2013 |
| Whipple Kenneth | Director | filed 2008 - 2010 |
| Rettberg John R | Director | filed 2008 - 2010 |
| Ruffle John F | Director | filed 2008 - 2010 |
| Williamson John F | Director | filed 2006 - 2010 |
| Ballenger Cheryl M | Director | filed 2008 - 2010 |
| Lewis Jerry B Mr. | Director | filed 2008 - 2010 |
| Goldstein Matthew | Director | filed 2009 - 2009 |
| Finn John F | Director | filed 2009 - 2009 |
| Higgins Robert J | Director | filed 2009 - 2009 |
| Schonbachler James J | Director | filed 2009 - 2009 |
| Mccoy Marilyn | Director | filed 2009 - 2009 |
| Ruebeck Frederick W | Director | filed 2009 - 2009 |
| Oden Robert A JR | Director | filed 2009 - 2009 |
| Marshall Peter C | Director | filed 2009 - 2009 |
| Hughes Frankie | Director | filed 2009 - 2009 |
| Grant Daniel A | Director | filed 2009 - 2009 |
| Woodard George D | Director | filed 2009 - 2009 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Shlissel Brian S | President | filed 2016 - 2016 |
| Dowd Joy C | Treasurer | filed 2009 - 2015 |
| Shanahan James P JR | Secretary | filed 2006 - 2014 |
| Gibson James E | Asst. Treasurer | filed 2007 - 2014 |
| Del Prato Laura M | Treasurer | filed 2014 - 2014 |
| Paino Lauren A | Assistant Treasurer | filed 2014 - 2014 |
| Maleski Patricia A | Vice President | filed 2007 - 2014 |
| House Jeffrey D | Assistant Treasurer | filed 2006 - 2014 |
| Reedy Jeffrey | Assistant Treasurer | filed 2011 - 2014 |
| Robert Young L | Senior Vice President | filed 2006 - 2013 |
| Melman Laura S | Assistant Treasurer | filed 2006 - 2013 |
| Duncan Brian L | Assistant Treasurer | filed 2008 - 2013 |
| Sands Gillian I | Assistant Treasurer | filed 2012 - 2012 |
| Gatch George | President | filed 2009 - 2012 |
| D'Ambrosio Michael M | Assistant Treasurer | filed 2012 - 2012 |
| Roach Julie A | Assistant Treasurer | filed 2012 - 2012 |
| Tango Francesco | Assistant Treasurer | filed 2006 - 2012 |
| Tansley Michael | Controller | filed 2008 - 2012 |
| Parascondola Joseph | Assistant Treasurer | filed 2011 - 2011 |
| Plastina Matthew | Assistant Treasurer | filed 2011 - 2011 |
| Madich Gary J | President | filed 2006 - 2010 |
| Nasta Frank J | Secretary/Chief Legal Counsel | filed 2009 - 2009 |
| Grandominico Penny D | Chief Compliance Officer | filed 2006 - 2009 |
| Fitzgerald John T | Assistant Secretary | filed 2008 - 2009 |
| Dorsey Stephanie J | Assst Treasurer | filed 2006 - 2009 |
| Jensen Arthur A | Treasurer | filed 2006 - 2009 |
| Ungerman Stephen M | Chief Compliance Officer | filed 2008 - 2008 |
| Sanzone Joseph F | Vice President | filed 2006 - 2008 |
| Groshoff David A | Chief Compliance Officer | filed 2006 - 2007 |
| Ditullio Jessica d | Secretary & CLO | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.