SWS Group INC
SEC CIK 878520 · SWS · last insider filing 2015-01-05
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Ford Gerald J | Director | filed 2011 - 2015 |
| Cobb Brodie L | Director | filed 2006 - 2015 |
| Miller Tyree B | Director | filed 2011 - 2015 |
| Jobe Larry A | Director | filed 2006 - 2015 |
| Moses Michael A | Director | filed 2006 - 2015 |
| Ross James H | Director · President and CEO | filed 2006 - 2015 |
| Buchholz Robert A | Director | filed 2008 - 2015 |
| Williams Joel T. III | Director | filed 2009 - 2015 |
| Flanagan Christie S | Director | filed 2011 - 2015 |
| Crandall J Taylor | Director | filed 2011 - 2014 |
| Meyer Frederick | Director | filed 2006 - 2012 |
| Buchholz DON A | Director | filed 2006 - 2011 |
| Flores ID III | Director | filed 2007 - 2011 |
| Hultgren Donald W | Director · CEO | filed 2006 - 2010 |
| Mosle JON L JR | Director | filed 2006 - 2009 |
| Lecroy R JAN | Director | filed 2006 - 2009 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Litton Richard H | Executive Vice President | filed 2006 - 2015 |
| Leland Daniel | Executive Vice President | filed 2007 - 2015 |
| Tubb Allen R | Secretary | filed 2006 - 2015 |
| Thompson W Norman | CIO | filed 2006 - 2015 |
| Leventhal Laura | Controller | filed 2006 - 2015 |
| Edge Joseph Michael II | Senior Vice President, CFO | filed 2013 - 2015 |
| Holdges Stacy M | Executive Vice President | filed 2006 - 2013 |
| Vinton Paul D | Executive Vice President | filed 2006 - 2011 |
| Hanks Kenneth R | CFO | filed 2006 - 2010 |
| Holt John L JR | Executive Vice President | filed 2007 - 2010 |
| Hamick Timothy J | Executive Vice President | filed 2007 - 2009 |
| Mcbey Robert G | Executive Vice President | filed 2007 - 2008 |
| Felder William D | President | filed 2006 - 2007 |
| Driscoll Richard J | Executive Vice President | filed 2006 - 2007 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.