Nuveen Investments INC
SEC CIK 885708 · JNC · last insider filing 2007-11-15
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Schwertfeger Timothy R | Director · Chairman and C.E.O. | filed 2006 - 2007 |
| Duckworth Connie K | Director | filed 2006 - 2007 |
| Amboian John P | Director · President | filed 2006 - 2007 |
| Boyd Willard L | Director | filed 2006 - 2007 |
| Kullberg Duane R | Director | filed 2006 - 2007 |
| Palmore Roderick A | Director | filed 2006 - 2007 |
| Leroy Pierre E | Director | filed 2006 - 2007 |
| Driscoll W John | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Adams William IV | Executive Vice President | filed 2006 - 2007 |
| Berkshire Alan G | Sr. Executive Vice President | filed 2006 - 2007 |
| Richter Glenn R | Executive VP, CAO, and PFO | filed 2006 - 2007 |
| Brown Alan A | Executive Vice President | filed 2006 - 2007 |
| Maccarthy John L | Sr. VP, Sec'y, General Counsel | filed 2006 - 2007 |
| Hlavacek Sherri A | Vice President & P.A.O. | filed 2006 - 2007 |
| Anson Mark | President | filed 2007 - 2007 |
| Wilson Margaret E | Senior Vice President, Finance | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.