Morgan Stanley
SEC CIK 895421 · MWD · last insider filing 2026-06-02
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Glocer Thomas H | Director | filed 2013 - 2026 |
| Wilkins Rayford JR | Director | filed 2013 - 2026 |
| Schapiro Mary L | Director | filed 2018 - 2026 |
| Traquina Perry M | Director | filed 2015 - 2026 |
| Good Lynn J | Director | filed 2025 - 2026 |
| Herz Robert H | Director | filed 2012 - 2026 |
| Miscik Judith A | Director | filed 2014 - 2026 |
| Peterson Douglas L. | Director | filed 2025 - 2026 |
| Leibowitz Shelley B | Director | filed 2020 - 2026 |
| Nally Dennis M | Director | filed 2016 - 2026 |
| James Erika H | Director | filed 2022 - 2026 |
| Butler Megan | Director | filed 2024 - 2026 |
| Itagaki Yasushi | Director | filed 2026 - 2026 |
| Pick Edward N | Director · Head of Inst'l Securities | filed 2020 - 2026 |
| Luczo Stephen J | Director | filed 2019 - 2025 |
| Gorman James P | Director · President and CEO | filed 2006 - 2024 |
| Darling Alistair | Director | filed 2016 - 2023 |
| Miyachi Masato | Director | filed 2022 - 2022 |
| Corley Elizabeth | Director | filed 2018 - 2022 |
| Olayan Hutham S | Director | filed 2006 - 2021 |
| Kamezawa Hironori | Director | filed 2021 - 2021 |
| Ogasawara Takeshi | Director | filed 2019 - 2019 |
| Owens James W | Director | filed 2011 - 2018 |
| Bowles Erskine B | Director | filed 2006 - 2018 |
| Kleinfeld Klaus | Director | filed 2012 - 2016 |
| Nicolaisen Donald T | Director | filed 2006 - 2016 |
| Hirano Nobuyuki | Director | filed 2009 - 2015 |
| Tyson Laura D | Director | filed 2006 - 2015 |
| Davies Howard J | Director | filed 2006 - 2015 |
| Sexton O Griffith | Director | filed 2006 - 2014 |
| Kidder C Robert | Director | filed 2006 - 2014 |
| Bostock ROY J | Director | filed 2006 - 2012 |
| Tamakoshi Ryosuke | Director | filed 2011 - 2011 |
| Hance James H JR | Director | filed 2009 - 2011 |
| Tanaka Masaaki | Director | filed 2011 - 2011 |
| Mack John J | Director · Chairman of the Board and CEO | filed 2006 - 2011 |
| Phillips JR Charles E | Director | filed 2006 - 2009 |
| Noski Charles H | Director | filed 2006 - 2009 |
| Zumwinkel Klaus | Director | filed 2006 - 2007 |
| Brennan Edward A | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Grossman Eric F | Chief Legal/Admin Officer | filed 2012 - 2026 |
| Saperstein Andrew | Head of Wealth Management | filed 2020 - 2026 |
| Simkowitz Daniel A | Head of Investment Management | filed 2016 - 2026 |
| Crawley Mandell | Chief Human Resources Officer | filed 2021 - 2026 |
| Yeshaya Sharon | Chief Financial Officer | filed 2021 - 2026 |
| Pizzi Michael A. | Head Technology & Operations | filed 2025 - 2026 |
| Smith Charles Aubrey III | Chief Risk Officer | filed 2023 - 2026 |
| Worster Victoria | Chief Accounting Officer | filed 2025 - 2026 |
| Akram Raja | Deputy Chief Financial Officer | filed 2020 - 2025 |
| Hotsuki Keishi | Interim Chief Risk Officer | filed 2011 - 2023 |
| Pruzan Jonathan | Chief Operating Officer | filed 2015 - 2023 |
| Rooney Robert P | Head of Tech/Ops/Resilience | filed 2019 - 2022 |
| Brodsky Jeffrey S | Chief Human Resources Officer | filed 2016 - 2021 |
| Wirth Paul C | Finance Director/Controller | filed 2006 - 2020 |
| Kelleher Thomas Colm | President, Inst'l Securities | filed 2007 - 2019 |
| Rosenthal James A | Chief Operating Officer | filed 2011 - 2016 |
| Fleming Gregory J | President-Wealth & Invest Mgt | filed 2010 - 2015 |
| Porat Ruth | Chief Financial Officer | filed 2010 - 2015 |
| Taubman Paul J | Co-President-Inst'l Securities | filed 2010 - 2012 |
| Deregt Kenneth Michael | Global Head-FI Sales/Trading | filed 2009 - 2011 |
| Barron Francis P | Chief Legal Officer | filed 2010 - 2011 |
| Nides Thomas R | Chief Operating Officer | filed 2006 - 2010 |
| Chammah Walid A | Co-President | filed 2007 - 2010 |
| Lynch Gary G | Chief Legal Officer | filed 2006 - 2010 |
| Johnston Charles D | Head of Morgan Stanley SB | filed 2010 - 2010 |
| Riefler Linda H | Global Head of Research | filed 2006 - 2009 |
| Cruz ZOE | Co-President | filed 2006 - 2007 |
| Scully Robert W | Co-President | filed 2006 - 2006 |
| Sidwell David H | Chief Financial Officer | filed 2006 - 2006 |
| Daula Thomas V | Chief Risk Officer | filed 2006 - 2006 |
| Heleniak David W | Vice Chairman | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.