Special Opportunities Fund, INC.
SEC CIK 897802 · SPE · last insider filing 2026-06-04
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Dakos Andrew | Director · President and CEO | filed 2009–2026 |
| Sell Moritz A | Director | filed 2026–2026 |
| Goldstein Phillip | Director · Chairman and Secretary | filed 2009–2026 |
| Shapiro-Rothchild Jaclyn L | Director | filed 2025–2025 |
| Walden Charles C | Director | filed 2009–2025 |
| Das Rajeev P | Director · Vice President and Treasurer | filed 2009–2022 |
| Hellerman Gerald | Director · Chief Compliance Officer & CFO | filed 2009–2022 |
| Lunder Marc | Director | filed 2015–2022 |
| Harris BEN H | Director | filed 2009–2021 |
| Chadwick James M | Director | filed 2009–2012 |
| Bernikow Alan S | Director | filed 2006–2006 |
| Higgins Heather R | Director | filed 2006–2006 |
| Garil Bernard H | Director | filed 2006–2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Lemire Steven J | VP and Assistant Treasurer | filed 2007–2007 |
| Osborn Nancy | VP & Assistant Treasurer | filed 2007–2007 |
| Shoup Andrew | Vice President & COO | filed 2006–2006 |
| Bubloski Rose Ann | Vice Pres. & Asst. Treasurer | filed 2006–2006 |
| Sotorp Kai | president | filed 2006–2006 |
| Flook Michael | Vice President & Asst.Treasure | filed 2006–2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.