TRI-Continental Corp
SEC CIK 99614 · TY · last insider filing 2026-05-28
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Lukitsh Nancy Therese | Director | filed 2026 - 2026 |
| Carlton Pamela G | Director | filed 2008 - 2025 |
| Truscott William F | Director · Vice President | filed 2008 - 2024 |
| Kelly Janet Langford | Director | filed 2023 - 2024 |
| Moffett David M | Director | filed 2024 - 2024 |
| Hacker Douglas A | Director | filed 2022 - 2022 |
| Yeager Sandra | Director | filed 2020 - 2020 |
| Gallagher Brian J | Director | filed 2020 - 2020 |
| Santomero Anthony M | Director | filed 2019 - 2019 |
| Batejan George S | Director | filed 2018 - 2018 |
| Boudreau Edward J Jr. | Director | filed 2018 - 2018 |
| Shaw Minor M | Director | filed 2016 - 2016 |
| Hawkins William A. | Director | filed 2015 - 2015 |
| Paglia Catherine James | Director | filed 2008 - 2014 |
| Carmichael William P | Director | filed 2014 - 2014 |
| Richie Leroy C | Director | filed 2006 - 2009 |
| Rigby Alison Taunton | Director | filed 2008 - 2008 |
| Flynn Patricia M | Director | filed 2008 - 2008 |
| Lewis Stephen R JR | Director | filed 2008 - 2008 |
| Blatz Kathleen | Director | filed 2008 - 2008 |
| Carlson Arne H | Director | filed 2008 - 2008 |
| Laikind Jeffrey | Director | filed 2008 - 2008 |
| Jones Anne Patricia | Director | filed 2008 - 2008 |
| Morris William C | Director · Chairman of Issuer | filed 2006 - 2008 |
| Mcpherson Frank A | Director | filed 2006 - 2008 |
| Fonseca Maureen | Director | filed 2007 - 2007 |
| Maher John F | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Wiley Christie M | Vice President | filed 2026 - 2026 |
| Bender Victoria K | Vice President | filed 2026 - 2026 |
| D'Alessandro Joseph | VP and Assistant Secretary | filed 2026 - 2026 |
| Petersen Christopher O. | Vice President and Secretary | filed 2011 - 2025 |
| Larrenaga Ryan Collins | Vice President and Secretary | filed 2015 - 2025 |
| Seaman Veronica A | Vice President | filed 2024 - 2024 |
| Chiesa Charles H | (title in explanation below) | filed 2024 - 2024 |
| Beckman Daniel | Senior Vice President | filed 2020 - 2021 |
| Beranek Joseph | Treasurer of Issuer | filed 2019 - 2019 |
| Kephart-Strong Geralynn A | Vice President | filed 2015 - 2015 |
| Welsh Stephen T. | Vice President | filed 2012 - 2014 |
| Mcguire Thomas P | CCO of Issuer | filed 2012 - 2012 |
| Clarke Michael G | Treasurer of Issuer | filed 2011 - 2011 |
| Dimaria Joseph F | VP and CAO of Issuer | filed 2011 - 2011 |
| Goucher Paul B. | VP and Assistant Secretary | filed 2008 - 2011 |
| Pearson Paul D. | VP and Assistant Treasurer | filed 2011 - 2011 |
| Defao Michael E. | VP and Assistant Secretary | filed 2011 - 2011 |
| Moore Colin | Vice President | filed 2010 - 2010 |
| Connaughton J Kevin | President | filed 2010 - 2010 |
| Jones Michael A. | Vice President | filed 2010 - 2010 |
| Plummer Scott R | VP, GC and Secretary of Issuer | filed 2008 - 2008 |
| Bannigan Patrick T. | President | filed 2008 - 2008 |
| FOX Jeffrey P. | Assistant Treasurer of Issuer | filed 2008 - 2008 |
| Johnson Amy K. | Vice President of Issuer | filed 2008 - 2008 |
| Keeley Michelle M. | Vice President | filed 2008 - 2008 |
| Kadlec Charles W | Vice President | filed 2007 - 2007 |
| Nasta Frank J | Corp.Sect.Issuer/Mg.Dtr Advis | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.