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Governance Register

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Roth Peter

SEC-identified person · CIK 1372266 Identifier-verified

Public-company roles (from insider filings)

CompanyCapacity as filedFilings
Stone Point Credit Income Fund - Select Director filed 2025 - 2025
Stone Point Credit Income Fund Director filed 2024 - 2024
Stone Point Credit Corp Director filed 2020 - 2020
Guggenheim Credit Income Fund 2021 N/A Director filed 2016 - 2016
Guggenheim Credit Income Fund 2016 T NA Director filed 2015 - 2015
Guggenheim Credit Income Fund 2019 n/a Director filed 2015 - 2015
Guggenheim Credit Income Fund NA Director filed 2015 - 2015
KBW, INC. KBW CEO of KBW Asset Mgmt., Ltd. filed 2006 - 2007
Advantage Advisers Multi - Sector Fund I xamsx Officer filed 2006 - 2006

All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.