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← US public companies

Richards Karen E

SEC-identified person · CIK 1414915 Identifier-verified

Public-company roles (from insider filings)

CompanyCapacity as filedFilings
Source Capital INC /DE/ SOR/PR Chief Compliance Officer filed 2019 - 2026
First Trust/Four Corners Senior Floating Rate Income Fund FCM Officer filed 2007 - 2007
Macquarie/First Trust Global Infrastr/Util DIV & INC Fund MFD Officer filed 2007 - 2007
First Trust Senior Floating Rate Income Fund II FCT Officer filed 2007 - 2007

All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.