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Governance Register

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Waltman Francis G

SEC-identified person · CIK 1450846 Identifier-verified

Public-company roles (from insider filings)

CompanyCapacity as filedFilings
Virtus Investment Partners, INC. VRTS Head of Product Development filed 2008–2021
Virtus Convertible & Income Fund NCV EVP filed 2021–2021
Virtus Convertible & Income Fund II NCZ EVP filed 2021–2021
Virtus Dividend, Interest & Premium Strategy Fund NJF EVP filed 2021–2021
Virtus Equity & Convertible Income Fund NIE EVP filed 2021–2021
Virtus Diversified Income & Convertible Fund acv EVP filed 2021–2021
Virtus Convertible & Income 2024 Target Term Fund CBH EVP filed 2021–2021
Virtus Artificial Intelligence & Technology Opportunities Fund AIO EVP filed 2021–2021
Duff & Phelps Select MLP & Midstream Energy Fund Inc. MLP Officer filed 2014–2014
Virtus Global Multi-Sector Income Fund VGI Senior VP of the Issuer filed 2012–2012
Virtus Total Return Fund DCA Senior VP of the Issuer and filed 2011–2011

All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.