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Governance Register

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Frank Steven

SEC-identified person · CIK 1477140 Identifier-verified

Public-company roles (from insider filings)

CompanyCapacity as filedFilings
Western Asset Middle Market Income Fund Inc. [N/A] Treasurer filed 2014 - 2014
Permal Hedge Strategies Fund I PHSFI Treasurer filed 2014 - 2014
Permal Hedge Strategies Fund II PHSFII Treasurer filed 2014 - 2014
Permal Hedge Strategies Portfolio PHSP Treasurer filed 2014 - 2014
Clearbridge American Energy MLP Fund INC. CBA Treasurer filed 2013 - 2013
Western Asset Middle Market Debt Fund Inc. XWAMX Treasurer filed 2012 - 2012
Clearbridge MLP & Midstream Total Return Fund Inc. CTR Treasurer filed 2012 - 2012
Legg Mason BW Global Income Opportunities Fund Inc. BWG Treasurer filed 2012 - 2012
Clearbridge Energy Midstream Opportunity Fund Inc. EMO Treasurer filed 2011 - 2011
Western Asset High Yield Opportunity Fund Inc. HYI Treasurer filed 2010 - 2010
Clearbridge MLP & Midstream Fund Inc. CEM Treasurer filed 2010 - 2010
Western Asset Mortgage Opportunity Fund Inc. DMO Controller filed 2010 - 2010
Western Asset Global Corporate Opportunity Fund INC. GDO Controller filed 2009 - 2009

All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.