Marks Alex James
SEC-identified person · CIK 1528136 Identifier-verified
Public-company roles (from insider filings)
| Company | Capacity as filed | Filings |
|---|---|---|
| Clough Global Dividend & Income Fund glv | Assistant Secretary | filed 2021 - 2021 |
| Clough Global Equity Fund glq | Assistant Secretary | filed 2021 - 2021 |
| Clough Global Opportunities Fund glo | Assistant Secretary | filed 2021 - 2021 |
| Alpha Alternative Assets Fund N/A | Assistant Secretary | filed 2021 - 2021 |
| Liberty ALL Star Growth Fund INC. asg | Asst. Secretary | filed 2011 - 2011 |
| Liberty ALL Star Equity Fund xusax | Asst. Secretary | filed 2011 - 2011 |
All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.