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← US public companies

Fredericks John D.

SEC-identified person · CIK 1599314 Identifier-verified

Public-company roles (from insider filings)

CompanyCapacity as filedFilings
Medley Management INC. MDLY General Counsel and Secretary filed 2014 - 2020
Sierra Total Return Fund SRNTX Chief Compliance Officer filed 2016 - 2016
Phenixfin Corp PFX Chief Compliance Officer filed 2014 - 2015
Sierra Income Corp Chief Compliance Officer filed 2014 - 2014

All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.