Ballard Alison
SEC-identified person · CIK 1646669 Identifier-verified
Public-company roles (from insider filings)
| Company | Capacity as filed | Filings |
|---|---|---|
| John Hancock Preferred Income Fund hpi | VP, Investments (of the Fund) | filed 2015–2015 |
| John Hancock Preferred Income Fund II hps | VP, Investments (of the Fund) | filed 2015–2015 |
| John Hancock Preferred Income Fund III hps | VP, Investments (of the Fund) | filed 2015–2015 |
| John Hancock TAX-Advantaged Dividend Income Fund htd | VP, Investments (of the Fund) | filed 2015–2015 |
| John Hancock Tax-Advantaged Global Shareholder Yield Fund HTY | VP, Investments (of the Fund) | filed 2015–2015 |
| John Hancock Hedged Equity & Income Fund HEQ | VP, Investments (of the Fund) | filed 2015–2015 |
| John Hancock Investors Trust jhi | VP, Investments (of the Fund) | filed 2015–2015 |
| John Hancock Income Securities Trust jhs | VP, Investments (of the Fund) | filed 2015–2015 |
| John Hancock Premium Dividend Fund pdt | VP, Investments (of the Fund) | filed 2015–2015 |
| John Hancock Financial Opportunities Fund bto | VP, Investments (of the Fund) | filed 2015–2015 |
All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.