Financial Services Institute Inc
Financial Services Institute Inc's network
25 people3 organisationsi25 people and 3 organisations on this map.The large node is the subject of this page. Solid lines are what the register itself records (25). Violet dotted lines (3) are likely: the same full name sits on the current board of another organisation in the same register and region. Form 990 filings give names without a person identifier; SEC insider filings carry a CIK. It may be a different person.The board
25 listediTime on the board is observed from the annual filings: the IRS files no appointment date, so the bar counts years from the first filing the person appears on - a lower bound, not a filed start date. Names are exactly as filed. The IRS publishes no person identifier, so this edition does not yet link a person across organisations in the tables. The network map shows same-name matches as likely links only, never as confirmed.Tenure and departures are observed across annual filings. Observed tenure is a lower bound - a member may have joined before the first year on record. The organisation reported 24 voting members of its governing body on its latest Form 990 Part VI, which matches the board listed here.| Name | Role as filed | Since | On the board |
|---|---|---|---|
| Christine Byrne Chair | Chair, Finance Committee | 2020 | 6 yrs |
| Doug Ketterer Chair | Fsi Pac Chair | 2020 | 6 yrs |
| Jamie Price Chair | Chair | 2021 | 5 yrs |
| Scott Spiker Chair | Immediate Past Chair | 2018 | 8 yrs |
| Adam Malamed | Member | 2024 | 2 yrs |
| Alex David | Member | 2022 | 4 yrs |
| Amy Webber | Member | 2022 | 4 yrs |
| Ben Wuerffel | Member | 2024 | 2 yrs |
| Dale Brown | President & CEO | 2018 | 8 yrs |
| David Knoch | Member | 2020 | 6 yrs |
| Denise Barrows | Member | 2019 | 7 yrs |
| ED Forst | Member | 2018 | 8 yrs |
| Emily Schlosser | Member | 2022 | 4 yrs |
| Gwen Weithaus | Member | 2023 | 3 yrs |
| Jodi Perry | Member | 2020 | 6 yrs |
| John Rooney | Member | 2018 | 8 yrs |
| Libet Anderson | Member | 2023 | 3 yrs |
| Marc Squires | Member | 2020 | 6 yrs |
| Mary Beth Hofmeister | Member | 2021 | 5 yrs |
| Mary Steele | Member | 2024 | 2 yrs |
| Robert Milmore | Member | 2023 | 3 yrs |
| Stephen Langlois | Member | 2024 | 2 yrs |
| TIM Stinson | Vice Chair | 2021 | 5 yrs |
| Tom McCartney | Member | 2024 | 2 yrs |
| Von Cook | Member | 2022 | 4 yrs |
Officers and senior leadership
19 listediNamed in Part VII as officers, key employees or highest-compensated staff - not board members, shown for completeness.| Name | Title as filed | On the filings |
|---|---|---|
| Allison Muschler | Assoc. VP, Marketing & Comms. | 2023 |
| Brett McAllister | SVP, Finance, Ops, & Bus Strat | since 2018 |
| Christine Bermingham | Dir. Member Engagement | 2023 |
| Christopher Paulitz | SVP, Membership and Marketing | since 2018 |
| Dan Barry | Director, State Legislative Affairs | since 2020 |
| David Bellaire | Executive VP & General Counsel | since 2018 |
| Hanna Laver | Director, Legislative Affairs and Senior Counsel | since 2018 |
| Jaimon Jackson | Former Director of Regualtory Affairs | 2018 |
| Jeremy Samuel Bronheim | Controller & Assoc. VP, Operations | since 2020 |
| Katanya Moore | Associate VP, Regulatory Affairs & Associate Gener | 2018 |
| Kathryn Anderson | VP, Corporate Relations | since 2018 |
| Kevin Whitehead | VP, Corporate Relations | since 2018 |
| Matthew Landers | Director, Political Engagement | since 2020 |
| Michelle Allgauer | VP, Meetings, Marketing, & Education | since 2018 |
| Michelle Carroll Foster | VP, State Affairs | 2018 |
| Nicole Brown | Director of Corporate Relations & Culture | since 2018 |
| Renee Barnett | VP, Fed Reg Affairs | since 2020 |
| Robin Traxler | SVP, Policy and Dep Gen Counsel | since 2018 |
| Wanda Sue Blevins | Dir. Customer Rel. System & Rev. | 2023 |
Pay and hours
year to 31 December 2025iFrom Part VII of the Form 990: compensation reported for each officer, director, trustee, key employee and highest-paid staff member, and the average hours a week they report. Most board members are unpaid; a blank means nothing was reported. Pay from related organisations is shown separately.| Name | Title as filed | Hours a week | Pay from the organisation | Related organisations | Other |
|---|---|---|---|---|---|
| David Bellaire | Exec VP & General Counsel | 40 | $1.4m | $152k | |
| Dale Brown | President & CEO | 40 | $940k | $189k | |
| Brett McAllister | SVP, Finance, Ops & Bus St | 40 | $628k | $101k | |
| Michelle Allgauer | SVP, Education & Eng | 40 | $502k | $86k | |
| Robin Traxler | SVP, Policy & Dep Gen Co | 40 | $396k | $30k | |
| Kathryn Anderson | SVP, Growth & Strat Part | 40 | $349k | $84k | |
| Hanna Laver | Legislative Affairs & Senior Counsel | 40 | $228k | $35k | |
| Renee Barnett | VP, Fed Reg Affairs | 40 | $204k | $37k | |
| Tim Stinson | Chair | 4 | $0 | ||
| Christine Byrne | Vice Chair | 1 | $0 | ||
| Jamie Price | Past Chair | 4 | $0 | ||
| Stephen Langlois | Fsi Pac Chair | 4 | $0 | ||
| Von Cook | Finance Chair | 4 | $0 | ||
| Libet Anderson | Member | 1 | $0 | ||
| Gary Baker | Member | 1 | $0 | ||
| Alex David | Member | 1 | $0 | ||
| Ed Forst | Member | 4 | $0 | ||
| David Knoch | Member | 1 | $0 | ||
| Adam Malamed | Member | 1 | $0 | ||
| Thomas McCartney | Member | 1 | $0 | ||
| Robert Milmore | Member | 1 | $0 | ||
| Rob Molinari | Member | 1 | $0 | ||
| Chris Perry | Member | 1 | $0 | ||
| Shannon Reid | Member | 1 | $0 | ||
| Emily Schlosser | Member | 1 | $0 | ||
| Mary Steele | Member | 1 | $0 | ||
| Mark Steffe | Member | 1 | $0 | ||
| Amy Webber | Member | 1 | $0 | ||
| Ben Wuerffel | Member | 1 | $0 |
About
- Legal name
- Financial Services Institute Inc
- EIN
- 200587793
- Address
- 1201 Pennsylvania Ave Nw Ste 700, Washington, DC, 20004-2459
- State
- District of Columbia
- Mission
- Financial services institute's mission is to create a healthier regulatory environment for independent broker-dealers and their affiliated independent financial advisors through aggressive and effective advocacy, education and public awareness. (as filed on the Form 990)
- Activity (NTEE)
- S41 Community improvement and capacity building
- IRS classification
- 501(c)06 (tax-exempt under section 501(c)(3) where shown)
- Classified purpose
- Community Improvement & Capacity Building
- Size band
- 8 (IRS master file code)
- Formed
- 2004
- Principal officer
- Dale Brown (as named on the Form 990)
- IRS ruling date
- 1 April 2004
- Status
- Code 01 (unconditional exemption)
- Form 990 filings on record
- 7, latest 2024
Most connected
Longest observed on the filings
≥8years on the filingsScott Spiker
≥8years on the filingsDale Brown
≥8years on the filingsED Forst
≥8years on the filingsJohn Rooney
Latest return
year to 31 December 2025iFigures from the newest Form 990 or 990-EZ in the IRS e-file releases of 2025 and 2026, for the year ending 31 December 2025. US dollars, as filed.- Total assets
- $14.1m
- Total liabilities
- $7.6m
- Net assets or fund balances
- $6.5m
- Contributions and grants received
- $0
- Program service revenue
- $11m
- Employees
- 23
- Volunteers
- 21
Filed finances
1 yeariTotals as filed on the IRS Form 990 (revenue and expenses), by tax year.| Tax year | Total revenue | Total expenses | Surplus or deficit |
|---|---|---|---|
| 2024 | $12.1m | $12m | $40k |
As filed on the IRS Form 990. US dollars.
State registration
1 entityiBusiness-entity registers published by US states. These records are matched to this organisation by name and state, not by EIN, and are labelled as likely matches. Street addresses are not shown.Financial Services Institute, Inc. likely matchiMatched by exact name and state (and ZIP where shown). State registers do not publish EINs, so this is not a confirmed match. Source: DC Department of Licensing and Consumer Protection (DLCP), corporate registrations (opendata.dc.gov). Licence: CC BY 4.0. Attribution: DC DLCP. Data last fetched 18 October 2026.
- State
- District of Columbia
- Entity type
- Foreign Nonprofit Corporation
- Status
- Active - In Good Standing
- Formed
- 18 April 2012
- Registered agent
- David Bellaire (city and state not held)