Securities Industry and Financial Markets Association INC
EIN 320178959 · NY · 501(c)06
The organisation
- 140 BROADWAY FL 35, NEW YORK, NY, 10005-1133, NY 10005-1133
- Classified purpose: Community Improvement & Capacity Building
- Size band: 9
Source: IRS Tax-Exempt Organization filings and the Exempt Organization Business Master File. US Federal Government public domain. Board history observed across annual filings.
Board at a glance
Tenure and departures are observed across annual filings. Observed tenure is a lower bound - a member may have joined before the first year on record. The organisation reported 40 voting members of its governing body on its latest Form 990 Part VI; we list 49 in Part VII (Part VII does not always name every voting member).
Renewal outlook
High-priority approach observed from annual filings
- 5 board members were on the previous filing but not the latest one - several seats appear to have opened.
- Large organisation (revenue $62m) - the scale that runs a formal, external board search.
- The board chair has served at least 6 years (observed across filings) - a chair transition may be approaching.
A computed likelihood from the observed filing history and filed revenue. It is not a confirmed vacancy, and this edition never states that a nonprofit is recruiting. "Departures" mean a board member was on the previous filing but not the latest one, which usually means a seat opened but can also mean they were simply not listed that year.
Filed finances
| Tax year | Total revenue | Total expenses |
|---|---|---|
| 2023 | $61.8m | $62.3m |
As filed on the IRS Form 990.
The board (directors and trustees)
| Name | Title as filed | On the filings |
|---|---|---|
| Kenneth Cella Chair | CHAIR | on filings since 2018 (at least 6y) |
| Laura Chepucavage Chair | CHAIR-ELECT | on filings since 2020 (at least 4y) |
| Althea Brown | DIRECTOR (AS OF 04/2024) | first appears 2024 |
| Andy Saperstein | DIRECTOR (THRU 01/2024) | on filings since 2022 (at least 2y) |
| ANN Fogarty | DIRECTOR (AS OF 11/2023) | first appears 2024 |
| Brendan T Reilly (also filed as Brendan Reilly) | DIRECTOR | on filings since 2018 (at least 6y) |
| Brent Gledhill | DIRECTOR (AS OF 11/2023) | first appears 2024 |
| Chance Mims | DIRECTOR (AS OF 11/2023) | first appears 2024 |
| Charlotte Mclaughlin | DIRECTOR (THRU 11/2023) | on filings since 2018 (at least 6y) |
| Claire Santaniello | DIRECTOR | on filings since 2022 (at least 2y) |
| Craig Messinger | DIRECTOR | on filings since 2019 (at least 5y) |
| David Lefkowitz | DIRECTOR | on filings since 2022 (at least 2y) |
| Douglas Preiser | DIRECTOR | on filings since 2019 (at least 5y) |
| Gary Hall | DIRECTOR | on filings since 2021 (at least 3y) |
| Gary Kane | DIRECTOR | on filings since 2022 (at least 2y) |
| Gary Rapp | DIRECTOR (AS OF 11/2023) | first appears 2024 |
| Jacqueline Licalzi | DIRECTOR (AS OF 01/2024) | first appears 2024 |
| Jamie Price | DIRECTOR (THRU 01/2024) | on filings since 2021 (at least 3y) |
| Jeffrey Rosen | DIRECTOR (THRU 11/2023) | on filings since 2019 (at least 5y) |
| JIM Reynolds | CHAIR-EMERITUS | on filings since 2019 (at least 5y) |
| John FW Rogers | DIRECTOR | on filings since 2018 (at least 6y) |
| John G Taft (also filed as John Taft) | DIRECTOR | on filings since 2018 (at least 6y) |
| John Vaccaro | DIRECTOR | on filings since 2022 (at least 2y) |
| Joseph E Sweeney | DIRECTOR | on filings since 2018 (at least 6y) |
| Kabir Sethi | DIRECTOR (THRU 04/2024) | on filings since 2022 (at least 2y) |
| Kashif Zafar | DIRECTOR | on filings since 2020 (at least 4y) |
| Katie Fallon | DIRECTOR | on filings since 2023 (at least 1y) |
| Kenneth E Bentsen JR | PRESIDENT & CEO | on filings since 2018 (at least 6y) |
| Kevin Bailey | DIRECTOR | on filings since 2018 (at least 6y) |
| Larry Martinez | DIRECTOR | on filings since 2023 (at least 1y) |
| Libby Cantrill | DIRECTOR | on filings since 2022 (at least 2y) |
| Lisa Kidd Hunt | TREASURER | on filings since 2018 (at least 6y) |
| Mark Steffensen | DIRECTOR (THRU 05/2024) | on filings since 2019 (at least 5y) |
| Matt Benchener | DIRECTOR (AS OF 11/2023) | first appears 2024 |
| Michael Durbin | DIRECTOR (AS OF 01/2024) | on filings since 2019 (at least 5y) |
| Michael Kisber | DIRECTOR | on filings since 2020 (at least 4y) |
| Naureen Hassan | DIRECTOR (THRU 01/2024) | on filings since 2023 (at least 1y) |
| Paul Reilly | DIRECTOR | on filings since 2018 (at least 6y) |
| Peter Schneider | DIRECTOR (THRU 11/2023) | on filings since 2018 (at least 6y) |
| Robert Hawley | DIRECTOR (THRU 10/2024) | on filings since 2019 (at least 5y) |
| Robert Popowski | DIRECTOR (THRU 10/2023) | on filings since 2022 (at least 2y) |
| Ronald J Kruszewski (also filed as Ronald Kruszewski) | VICE CHAIR | on filings since 2018 (at least 6y) |
| Ryan Taylor | DIRECTOR | on filings since 2021 (at least 3y) |
| Samara Cohen | DIRECTOR | on filings since 2023 (at least 1y) |
| Samuel Ramirez JR | DIRECTOR | on filings since 2021 (at least 3y) |
| Shawn Quant | DIRECTOR | on filings since 2022 (at least 2y) |
| SOL Gindi | DIRECTOR | on filings since 2022 (at least 2y) |
| Thomas Pluta | DIRECTOR (AS OF 11/2023) | on filings since 2019 (at least 5y) |
| Thomas Wipf | DIRECTOR (AS OF 01/2024) | first appears 2024 |
The board is the directors and trustees named in Part VII of the organisation's annual IRS Form 990; officers and senior staff are listed separately below, not counted as board. The IRS files no appointment date, so tenure here is observed from how many years a person appears on the filings - a lower bound, not a filed start date. Names are exactly as filed. The IRS publishes no person identifier, so this edition does not yet link a person across organisations.
Source: IRS Tax-Exempt Organization filings and the Exempt Organization Business Master File. US Federal Government public domain. Board history observed across annual filings.
Officers and senior leadership
Named in Part VII as officers, key employees or highest-compensated staff - not board members, shown for completeness.
| Name | Title as filed | On the filings |
|---|---|---|
| Andy Blocker | EXECUTIVE VP (THRU 01/2018) | 2018 |
| Carter K Mcdowell | MANAGING DIRECTOR | since 2018 |
| Cheryl L Crispen | EXECUTIVE VICE PRESIDENT | since 2018 |
| David B Krasner | CFO & CAO | since 2018 |
| IRA D Hammerman | EVP/GC (See Sch. J 457 FN) | since 2018 |
| IRA D Hammerman - EVP | & GENERAL COUNSEL (THRU 12/2022) | since 2022 |
| Jamie Wall | EXECUTIVE VICE PRESIDENT | since 2019 |
| Jamie Wall - Executive | VICE PRESIDENT (THRU 09/2022) | 2022 |
| John Maurello | MD (See Sch. J 457 FN) | since 2018 |
| Joseph Seidel | COO | since 2019 |
| Josh Wilsussen | EXECUTIVE VICE PRESIDENT | since 2023 |
| Josh Wilsussen - Executive | VICE PRESIDENT (AS OF 10/2022) | 2022 |
| Kevin Carroll | MANAGING DIRECTOR | since 2018 |
| Lindsey Keljo | MANAGING DIRECTOR | 2024 |
| Lisa Bleier | MANAGING DIRECTOR | since 2023 |
| Mark Schuermann | MANAGING DIRECTOR (THRU 04/2022) | since 2020 |
| Michael B Decker | MANAGING DIRECTOR | 2018 |
| Randolph C Snook | EXECUTIVE VP (THRU 12/2018) | since 2018 |
| Robert Toomey | MANAGING DIRECTOR | since 2019 |
| Saima Ahmed | EVP & GEN. COUNSEL (AS OF 10/2022) | since 2023 |
| Saima Ahmed - EVP | & GENERAL COUNSEL (AS OF 10/2022) | 2022 |
| Salvatore Chiarelli | EXECUTIVE VICE PRESIDENT | since 2018 |
| Thomas Price | MANAGING DIRECTOR | 2023 |
| Timothy W Cameron | MANAGING DIRECTOR (THRU 01/2022) | since 2018 |
| Victoria Cumings | MANAGING DIRECTOR | since 2019 |