Helios High Yield Fund
SEC CIK 1062978 · HHY · last insider filing 2016-12-06
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Mcfarland Stuart A | Director | filed 2009 - 2016 |
| Salvatore Louis P | Director | filed 2009 - 2016 |
| Drake Rodman L | Director | filed 2009 - 2014 |
| Redding Kim G. | Director · President | filed 2010 - 2014 |
| Kuczmarski Edward A | Director | filed 2013 - 2013 |
| Goldman Heather S. | Director | filed 2013 - 2013 |
| Hamilton Diana H | Director | filed 2011 - 2011 |
| Birch Robert F | Director | filed 2009 - 2009 |
| Feeney John JAY JR | Director · President | filed 2009 - 2009 |
| Plump Steven R | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Erikson Dana | Vice President | filed 2009 - 2016 |
| Shipley Mark | Vice President | filed 2011 - 2016 |
| Cryan Richard | Vice President | filed 2011 - 2016 |
| Hurley Brian | President | filed 2014 - 2014 |
| Rieger Alexis I | Secretary | filed 2014 - 2014 |
| Pires Steven M | Treasurer | filed 2009 - 2014 |
| Ghantous Angela W | Treasurer | filed 2014 - 2014 |
| Tyras Jonathan Crile | Secretary | filed 2009 - 2009 |
| Gelman Seth | CCO | filed 2009 - 2009 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.