Skip to content
Governance Register

← US public companies

Shipley Mark

SEC-identified person · CIK 1521802 Identifier-verified

Public-company roles (from insider filings)

CompanyCapacity as filedFilings
Helios High Yield Fund HHY Vice President filed 2011 - 2016
Brookfield Real Assets Income Fund Inc. ra Officer filed 2016 - 2016
Hyperion Total Return Fund INC htr Officer filed 2016 - 2016
Brookfield Mortgage Opportunity Income Fund Inc. boi Officer filed 2016 - 2016
First Trust Strategic High Income Fund II FHY Officer filed 2015 - 2015
RMK Advantage Income Fund, Inc. RMA Vice President filed 2011 - 2011
RMK High Income Fund INC RMH Vice President filed 2011 - 2011
RMK Strategic Income Fund INC RSF Vice President filed 2011 - 2011
RMK Multi-Sector High Income Fund Inc rmh Vice President filed 2011 - 2011

All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.