Advent/Claymore Global Convertible Securities & Income Fund
SEC CIK 1391461 · AGC · last insider filing 2017-11-14
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Maitland Tracy V | Director · Chairman, President & CEO | filed 2007 - 2017 |
| Seizert Gerald L | Director | filed 2007 - 2016 |
| Black Daniel | Director | filed 2007 - 2016 |
| Barnes Randall C | Director | filed 2007 - 2014 |
| Nyberg Ronald | Director | filed 2007 - 2013 |
| Smart Michael A | Director | filed 2007 - 2013 |
| Medina Derek | Director | filed 2007 - 2011 |
| Dalmaso Nicholas | Director · CEO and CLO | filed 2007 - 2007 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Huang Tony | V.P. & Assistant Secretary | filed 2015 - 2017 |
| Delk Edward C | CCO & Secy | filed 2012 - 2012 |
| Schwartz Robert Scott | Chief Compliance Officer | filed 2011 - 2011 |
| Melancon Douglas L. | Vice President | filed 2010 - 2010 |
| Nelson F Barry | Vice President | filed 2007 - 2008 |
| White Robert John | Treasurer & CFO | filed 2007 - 2007 |
| Baxter Rodd | Secretary and CCO | filed 2007 - 2007 |
| Hill Steven M | Assistant Treasurer | filed 2007 - 2007 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.