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Governance Register

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Barnes Randall C

SEC-identified person · CIK 1298064 Identifier-verified

Public-company roles (from insider filings)

CompanyCapacity as filedFilings
Guggenheim Strategic Opportunities Fund GOF Director filed 2007–2026
Guggenheim Active Allocation Fund GUG Director filed 2021–2026
Advent Convertible & Income Fund AVK Director filed 2006–2024
Guggenheim Credit Allocation Fund GGM Director filed 2013–2019
Fiduciary/Claymore MLP Opportunity Fund fmo Director filed 2006–2018
Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund) OLA Director filed 2006–2018
Guggenheim Energy & Income Fund XGEIX Director filed 2015–2015
Advent/Claymore Enhanced Growth & Income Fund LCM Director filed 2006–2014
Advent/Claymore Global Convertible Securities & Income Fund AGC Director filed 2007–2014
Guggenheim Enhanced Equity Strategy Fund GGE Director filed 2010–2013
Guggenheim Equal Weight Enhanced Equity Income Fund GEQ Director filed 2011–2011
Guggenheim Taxable Municipal Managed Duration Trust GBAB Director filed 2010–2010
TS&W / Claymore TAX-Advantaged Balanced Fund TYW Director filed 2010–2010
XAI Madison Equity Premium Income Fund mcn Director filed 2007–2009
Claymore/Raymond James SB-1 Equity Fund RYJ Director filed 2006–2007
Fiduciary/Claymore Dynamic Equity Fund HCE Director filed 2006–2006
Mbia Capital/Claymore MAN DUR INV GRD Muni Fund MZF Director filed 2006–2006

All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.