Claymore/Raymond James SB-1 Equity Fund
SEC CIK 1355762 · RYJ · last insider filing 2008-06-09
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Barnes Randall C | Director | filed 2006 - 2007 |
| Nyberg Ronald | Director | filed 2006 - 2006 |
| Dalmaso Nicholas | Director · CEO and CLO | filed 2006 - 2006 |
| Toupin Ronald E JR | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Futrell J. Thomas | Chief Executive Officer | filed 2008 - 2008 |
| Robinson Kevin M. | Chief Legal Officer | filed 2008 - 2008 |
| Furjanic Mark | Assistant Treasurer | filed 2008 - 2008 |
| Swade Donald | Assistant Treasurer | filed 2008 - 2008 |
| Patterson Matthew | Assistant Secretary | filed 2007 - 2007 |
| Mathiasen Mark | Assistant Secretary | filed 2007 - 2007 |
| Hill Steven M | CFO, CAO and Treasurer | filed 2006 - 2006 |
| Howley James | Assistant Treasurer | filed 2006 - 2006 |
| Nguyen Melissa J | Secretary | filed 2006 - 2006 |
| Saxon Bruce | Chief Compliance Officer | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.