Howley James
SEC-identified person · CIK 1301361 Identifier-verified
Public-company roles (from insider filings)
| Company | Capacity as filed | Filings |
|---|---|---|
| Guggenheim Credit Income Fund 2016 T NA | CFO & Treasurer | filed 2022–2022 |
| Guggenheim Credit Income Fund 2019 n/a | CFO & Treasurer | filed 2022–2022 |
| Guggenheim Credit Income Fund NA | CFO & Treasurer | filed 2022–2022 |
| Guggenheim Active Allocation Fund GUG | Assistant Treasurer | filed 2021–2021 |
| Guggenheim Energy & Income Fund XGEIX | Assistant Treasurer | filed 2015–2015 |
| Guggenheim Credit Allocation Fund GGM | Assistant Treasurer | filed 2013–2013 |
| Guggenheim Equal Weight Enhanced Equity Income Fund GEQ | Assistant Treasurer | filed 2011–2011 |
| Guggenheim Taxable Municipal Managed Duration Trust GBAB | Assistant Treasurer | filed 2010–2010 |
| XAI Madison Equity Premium Income Fund mcn | Assistant Treasurer | filed 2008–2008 |
| Guggenheim Enhanced Equity Strategy Fund GGE | Assistant Treasurer | filed 2007–2007 |
| Guggenheim Strategic Opportunities Fund GOF | Assistant Treasurer | filed 2007–2007 |
| Claymore/Raymond James SB-1 Equity Fund RYJ | Assistant Treasurer | filed 2006–2006 |
| Mbia Capital/Claymore MAN DUR INV GRD Muni Fund MZF | Assistant Treasurer | filed 2006–2006 |
All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.