Guggenheim Enhanced Equity Strategy Fund
SEC CIK 1267890 · GGE · last insider filing 2017-01-09
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Toupin Ronald E JR | Director | filed 2012 - 2016 |
| Chubb Donald A. Jr. | Director | filed 2014 - 2015 |
| Oliverius Maynard F. | Director | filed 2014 - 2014 |
| Farley Jerry B | Director | filed 2014 - 2014 |
| Friedrich Roman III | Director | filed 2011 - 2014 |
| Barnes Randall C | Director | filed 2010 - 2013 |
| Karn Robert B III | Director | filed 2010 - 2010 |
| Dreman David N | Director | filed 2009 - 2009 |
| Nyberg Ronald | Director | filed 2008 - 2008 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Kemp Keith David | Assistant Treasurer | filed 2017 - 2017 |
| Mcwhinnie Glenn | Assistant Treasurer | filed 2016 - 2016 |
| Nelson Adam J | Assistant Treasurer | filed 2015 - 2015 |
| Arruda Joseph M | Assistant Treasurer | filed 2014 - 2014 |
| Stone Bryan | Vice President | filed 2014 - 2014 |
| Megaris Michael P | Assistant Secretary | filed 2014 - 2014 |
| Belden William H | Vice President | filed 2014 - 2014 |
| Scott Kimberly J. | Assistant Treasurer | filed 2013 - 2013 |
| Lee Amy J. | Vice President | filed 2012 - 2012 |
| Catalucci Joanna M. | Interim CCO | filed 2012 - 2012 |
| Maltbie Derek Dale | Assistant Treasurer | filed 2012 - 2012 |
| Edgeworth Ann E. | Interim CCO | filed 2012 - 2012 |
| Kelly Stevens T | Assistant Secretary | filed 2012 - 2012 |
| Sullivan John Louis | CFO, Chf Acctng Off & Treas. | filed 2011 - 2011 |
| Albelda Bruce | CFO, C Acct Off & Treas | filed 2010 - 2010 |
| Hill Steven M | CFO, CAO & Treasurer | filed 2009 - 2009 |
| Hudson Elizabeth H | Assistant Secretary | filed 2009 - 2009 |
| Appleton Michael D. | Vice President | filed 2008 - 2008 |
| Mathiasen Mark | Asst. Secretary | filed 2008 - 2008 |
| Futrell J. Thomas | Chief Executive Officer | filed 2008 - 2008 |
| Robinson Kevin M. | Chief Legal Officer | filed 2008 - 2008 |
| Furjanic Mark | Assistant Treasurer | filed 2008 - 2008 |
| Swade Donald | Assistant Treasurer | filed 2008 - 2008 |
| Onefater Boris | CEO, CFO & COO | filed 2007 - 2007 |
| Howley James | Assistant Treasurer | filed 2007 - 2007 |
| Nguyen Melissa J | Assistant Secretary | filed 2007 - 2007 |
| Saxon Bruce | Chief Compliance Officer | filed 2007 - 2007 |
| Patterson Matthew | Secretary | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.