Sullivan John Louis
SEC-identified person · CIK 1511450 Identifier-verified
Public-company roles (from insider filings)
| Company | Capacity as filed | Filings |
|---|---|---|
| Guggenheim Active Allocation Fund GUG | CFO, Chf Acctng Off & Treas. | filed 2021 - 2021 |
| Guggenheim Energy & Income Fund XGEIX | CFO, Chf Acctng Off & Treas. | filed 2015 - 2015 |
| Guggenheim Credit Allocation Fund GGM | CFO, Chf Acctng Off & Treas. | filed 2013 - 2013 |
| Fiduciary/Claymore MLP Opportunity Fund fmo | CFO, Chf Acctng Off & Treas. | filed 2012 - 2012 |
| Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund) OLA | CFO, Chf Acctng Off & Treas. | filed 2012 - 2012 |
| Guggenheim Equal Weight Enhanced Equity Income Fund GEQ | CFO, Chf Acctng Off & Treas. | filed 2011 - 2011 |
| Guggenheim Enhanced Equity Strategy Fund GGE | CFO, Chf Acctng Off & Treas. | filed 2011 - 2011 |
| Mbia Capital/Claymore MAN DUR INV GRD Muni Fund MZF | CFO, Chf Acctng Off & Treas. | filed 2011 - 2011 |
| XAI Madison Equity Premium Income Fund mcn | CFO, Chf Acctng Off & Treas. | filed 2011 - 2011 |
| Guggenheim Strategic Opportunities Fund GOF | CFO, Chf Acctng Off & Treas. | filed 2011 - 2011 |
| Guggenheim Taxable Municipal Managed Duration Trust GBAB | CFO, Chf Acctng Off & Treas. | filed 2011 - 2011 |
All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.