Guggenheim Energy & Income Fund
SEC CIK 1642563 · XGEIX · last insider filing 2019-11-15
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Lydon Thomas F JR | Director | filed 2019 - 2019 |
| Sponem Sandra G | Director | filed 2019 - 2019 |
| Brock-Kyle Angela | Director | filed 2019 - 2019 |
| Karn Robert B III | Director | filed 2015 - 2015 |
| Nyberg Ronald | Director | filed 2015 - 2015 |
| Toupin Ronald E JR | Director | filed 2015 - 2015 |
| Friedrich Roman III | Director | filed 2015 - 2015 |
| Barnes Randall C | Director | filed 2015 - 2015 |
| Farley Jerry B | Director | filed 2015 - 2015 |
| Chubb Donald A. Jr. | Director | filed 2015 - 2015 |
| Oliverius Maynard F. | Director | filed 2015 - 2015 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Rehder William | Assistant Vice President | filed 2019 - 2019 |
| Szafran Jon | Assistant Treasurer | filed 2018 - 2018 |
| Binder Brian E. | President and CEO | filed 2018 - 2018 |
| Kemp Keith David | Assistant Treasurer | filed 2017 - 2017 |
| Mcwhinnie Glenn | Assistant Treasurer | filed 2016 - 2016 |
| Nelson Adam J | Assistant Treasurer | filed 2015 - 2015 |
| Howley James | Assistant Treasurer | filed 2015 - 2015 |
| Mathiasen Mark | Secretary | filed 2015 - 2015 |
| Sullivan John Louis | CFO, Chf Acctng Off & Treas. | filed 2015 - 2015 |
| Cacciapaglia Donald | CEO of Fund | filed 2015 - 2015 |
| Scott Kimberly J. | Assistant Treasurer | filed 2015 - 2015 |
| Catalucci Joanna M. | Interim CCO | filed 2015 - 2015 |
| Lee Amy J. | Chief Legal Officer | filed 2015 - 2015 |
| Arruda Joseph M | Assistant Treasurer | filed 2015 - 2015 |
| Stone Bryan | Vice President | filed 2015 - 2015 |
| Megaris Michael P | Assistant Secretary | filed 2015 - 2015 |
| Belden William H | Vice President | filed 2015 - 2015 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.