Skip to content
Governance Register
Sign inFind yourself
Find yourselfSign in
Search How it works For organisations For professionals

Edition

United KingdomIrelandUnited States (current)New ZealandCanadaAustraliaScotlandNorthern Ireland

← US public companies

Szafran Jon

SEC-identified person · CIK 1753068 Identifier-verified

Public-company roles (from insider filings)

CompanyCapacity as filedFilings
Guggenheim Active Allocation Fund GUG Assistant Treasurer filed 2021–2021
Fiduciary/Claymore MLP Opportunity Fund fmo Assistant Treasurer filed 2018–2018
Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund) OLA Assistant Treasurer filed 2018–2018
Guggenheim Strategic Opportunities Fund GOF Assistant Treasurer filed 2018–2018
Guggenheim Taxable Municipal Managed Duration Trust GBAB Assistant Treasurer filed 2018–2018
Guggenheim Credit Allocation Fund GGM Assistant Treasurer filed 2018–2018
Guggenheim Energy & Income Fund XGEIX Assistant Treasurer filed 2018–2018

All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.