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Governance Register

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Maltbie Derek Dale

SEC-identified person · CIK 1511416 Identifier-verified

Public-company roles (from insider filings)

CompanyCapacity as filedFilings
Guggenheim Credit Allocation Fund GGM Assistant Treasurer filed 2013–2013
Guggenheim Enhanced Equity Strategy Fund GGE Assistant Treasurer filed 2012–2012
Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund) OLA Assistant Treasurer filed 2012–2012
Guggenheim Strategic Opportunities Fund GOF Assistant Treasurer filed 2012–2012
Guggenheim Taxable Municipal Managed Duration Trust GBAB Assistant Treasurer filed 2012–2012
Guggenheim Equal Weight Enhanced Equity Income Fund GEQ Assistant Treasurer filed 2012–2012
Western Asset/Claymore Inflation-Linked Securities & Income Fund WIA Assistant Treasurer filed 2012–2012
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund WIW Assistant Treasurer filed 2012–2012
Mbia Capital/Claymore MAN DUR INV GRD Muni Fund MZF Assistant Treasurer filed 2011–2011
TS&W / Claymore TAX-Advantaged Balanced Fund TYW Assistant Treasurer filed 2011–2011
XAI Madison Equity Premium Income Fund mcn Assistant Treasurer filed 2011–2011
Fiduciary/Claymore MLP Opportunity Fund fmo Assistant Treasurer filed 2011–2011

All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.