Nicholas Applegate Global Equity & Convertible Income Fund
SEC CIK 1398481 · NGZ · last insider filing 2013-07-12
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Zoullas Deborah A | Director | filed 2011 - 2011 |
| Gallagher Bradford K | Director | filed 2010 - 2010 |
| Rappaport Alan | Director | filed 2010 - 2010 |
| Jacobson James A | Director | filed 2009 - 2009 |
| Taylor Diana L | Director | filed 2008 - 2009 |
| Maney John C | Director | filed 2007 - 2009 |
| Connor Robert E | Director | filed 2007 - 2009 |
| Belica Paul | Director | filed 2007 - 2009 |
| Kertess Hans W | Director | filed 2007 - 2009 |
| Ogden William B IV | Director | filed 2008 - 2009 |
| Sullivan R Peter III | Director | filed 2008 - 2008 |
| Dalessandro John J II | Director | filed 2007 - 2007 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Harter Thomas L | Chief Compliance Officer | filed 2013 - 2013 |
| Dzemaili Orhan | Aissistant Treasurer | filed 2011 - 2011 |
| Altadonna Lawrence G | Treasurer | filed 2007 - 2009 |
| Healey William V | Assistant Secretary | filed 2007 - 2009 |
| Guia Youse | Chief Compliance Officer | filed 2007 - 2009 |
| Kirk Richard H | Assistant Secretary | filed 2007 - 2009 |
| Chapman Kathleen A | Assistant Secretary | filed 2007 - 2009 |
| Whisten Scott | Assistant Treasurer | filed 2007 - 2009 |
| Cochran Richard J | Assistant Treasurer | filed 2008 - 2008 |
| Shlissel Brian S | President & CEO | filed 2007 - 2007 |
| Fuccillo Thomas J | VP, Secretary & CLO | filed 2007 - 2007 |
| Srivastava Lagan | Assistant Secretary | filed 2007 - 2007 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.