Harter Thomas L
SEC-identified person · CIK 1319529 Identifier-verified
Public-company roles (from insider filings)
| Company | Capacity as filed | Filings |
|---|---|---|
| Virtus Artificial Intelligence & Technology Opportunities Fund AIO | Chief Compliance Officer | filed 2019 - 2019 |
| Virtus Convertible & Income 2024 Target Term Fund CBH | Chief Compliance Officer | filed 2017 - 2017 |
| Virtus Diversified Income & Convertible Fund acv | Chief Compliance Officer | filed 2015 - 2015 |
| Pimco Municipal Income Fund PNF | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco NEW York Municipal Income Fund PNF | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco California Municipal Income Fund PCQ | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco Corporate Income Fund PFL | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco Municipal Income Fund II PML | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco California Municipal Income Fund II PCK | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco NEW York Municipal Income Fund II PNI | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco California Municipal Income Fund III PZC | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco NEW York Municipal Income Fund III PYN | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco Municipal Income Fund III PMX | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco Corporate Opportunity Fund PTY | Chief Compliance Officer | filed 2013 - 2013 |
| Virtus Convertible & Income Fund NCV | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco High Income Fund PHK | Chief Compliance Officer | filed 2013 - 2013 |
| Virtus Convertible & Income Fund II NCZ | Chief Compliance Officer | filed 2013 - 2013 |
| Virtus Dividend, Interest & Premium Strategy Fund NJF | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco Global Stocksplus & Income Fund PGP | Chief Compliance Officer | filed 2013 - 2013 |
| Nicholas-Applegate International & Premium Strategy Fund NAI | Chief Compliance Officer | filed 2013 - 2013 |
| Virtus Equity & Convertible Income Fund NIE | Chief Compliance Officer | filed 2013 - 2013 |
| Nicholas Applegate Global Equity & Convertible Income Fund NGZ | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco Income Opportunity Fund PKO | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco Dynamic Income Fund PDI | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco Dynamic Credit Income Fund PCI | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco Commercial Mortgage Securities Trust INC pcm | Chief Compliance Officer | filed 2013 - 2013 |
| Pimco Strategic Income Fund, INC. rcs | Chief Compliance Officer | filed 2013 - 2013 |
| Korea Fund INC KF | Chief Compliance Officer | filed 2013 - 2013 |
All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.