Rivernorth Opportunities Fund, INC.
SEC CIK 1501072 · RIV RT · last insider filing 2025-10-14
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Galley Patrick W. | Director · President | filed 2015 - 2025 |
| Raio Jerry | Director | filed 2019 - 2025 |
| Hutchens John Wayne | Director | filed 2015 - 2022 |
| Mougin Lisa Bruckert | Director | filed 2022 - 2022 |
| Swanson David | Director | filed 2016 - 2021 |
| Oakes John S. | Director | filed 2015 - 2021 |
| Schmucker Brian H | Director · Officer of Investment Advisor | filed 2015 - 2021 |
| MAY Jeremy O | Director · Principal Executive Officer | filed 2015 - 2018 |
| Carter John K | Director | filed 2015 - 2015 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Buchanan Patrick D | Treasurer | filed 2015 - 2022 |
| Kuchli Andrea E | Assistnt Secretary | filed 2016 - 2022 |
| Meloni Andrew P | Assistant Treasurer | filed 2016 - 2022 |
| Rettinger Erich | Treasurer | filed 2021 - 2022 |
| French Allen | Assistant Secretary | filed 2017 - 2022 |
| Burns Kathryn | Treasurer | filed 2018 - 2022 |
| Mcclure Robert Douglas | Treasurer | filed 2021 - 2022 |
| Sutula Matthew | CHIEF COMPLIANCE OFFICER | filed 2019 - 2022 |
| Khwaja-Dixon Sareena | Secretary | filed 2020 - 2020 |
| Kerschen Jill | Treasurer | filed 2019 - 2019 |
| Swenson Bradley J | Principal Financial Officer | filed 2015 - 2018 |
| Moore Christopher | Secretary | filed 2017 - 2017 |
| Nelson Erin Douglas | Chief Compliance Officer | filed 2015 - 2015 |
| Carter Thomas Anthony | President, Interested Director | filed 2015 - 2015 |
| Murray Abigail J | Secretary | filed 2015 - 2015 |
| Ruppel Valerie Lynn | Assistant Secretary | filed 2015 - 2015 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.