Carter John K
SEC-identified person · CIK 1251237 Identifier-verified
Public-company roles (from insider filings)
| Company | Capacity as filed | Filings |
|---|---|---|
| Rivernorth Managed Duration Municipal Income Fund II, Inc. RMMZ | Director | filed 2022–2022 |
| Rivernorth Flexible Municipal Income Fund II, Inc. RMMZ | Director | filed 2021–2021 |
| Rivernorth Flexible Municipal Income Fund, Inc. RFM | Director | filed 2020–2020 |
| Rivernorth Managed Duration Municipal Income Fund, Inc. RMMZ | Director | filed 2019–2019 |
| Rivernorth Opportunistic Municipal Income Fund, Inc. RMI | Director | filed 2018–2018 |
| Rivernorth/Doubleline Strategic Opportunity Fund, Inc. [OPP] | Director | filed 2016–2016 |
| Rivernorth Opportunities Fund, INC. RIV RT | Director | filed 2015–2015 |
| Rivernorth Specialty Finance Corp [RMPLX] | Director | filed 2015–2015 |
| Rivernorth Multi-Strategy Arbitrage Fund, Inc. RARB | Director | filed 2015–2015 |
| Transamerica Income Shares, INC. TAI | Director · President & CEO | filed 2006–2007 |
All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.