Rivernorth Specialty Finance Corp
SEC CIK 1644771 · [RMPLX] · last insider filing 2025-09-18
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Galley Patrick W. | Director · President | filed 2015 - 2025 |
| Mougin Lisa Bruckert | Director | filed 2022 - 2022 |
| Hutchens John Wayne | Director | filed 2019 - 2019 |
| Swanson David | Director | filed 2019 - 2019 |
| Raio Jerry | Director | filed 2019 - 2019 |
| Steingraber Fred G | Director | filed 2015 - 2015 |
| Carter John K | Director | filed 2015 - 2015 |
| Oakes John S. | Director | filed 2015 - 2015 |
| Kelley James G. | Director | filed 2015 - 2015 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Schmucker Brian H | Officer of Investment Advisor | filed 2016 - 2018 |
| Bartow Philip K III | PORTFOLIO MANAGER | filed 2016 - 2017 |
| Mohrhardt Jonathan M. | CFO and Treasurer | filed 2015 - 2015 |
| Collins Marcus L | CCO and Secretary | filed 2015 - 2015 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.