Sutter Rock Capital Corp.
SEC CIK 1509470 · SSSS · last insider filing 2026-06-25
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Lott Ronald M. | Director | filed 2015 - 2026 |
| Klein Mark D | Director · See Remarks | filed 2011 - 2026 |
| Mazur Marc | Director | filed 2017 - 2026 |
| Potter Leonard | Director | filed 2011 - 2026 |
| Westley Lisa | Director | filed 2019 - 2026 |
| Szuch Richard C. | Director | filed 2025 - 2026 |
| Moe Michael T. | Director · President and CEO | filed 2011 - 2018 |
| Pottruck David S | Director | filed 2017 - 2018 |
| Flynn Mark W. | Director · President | filed 2011 - 2016 |
| Koenig Bradford C. | Director | filed 2015 - 2015 |
| Friedman Cathy | Director | filed 2013 - 2013 |
| Campbell William V | Director | filed 2012 - 2012 |
| Spreng R David | Director | filed 2011 - 2011 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Green Allison | See Remarks | filed 2018 - 2026 |
| Nash James Robert | Chief Compliance Officer | filed 2026 - 2026 |
| Tanona William F. | CFO, Treasurer and Secretary | filed 2014 - 2014 |
| Bard Stephen D. | CFO,CCO,Treasurer & Secretary | filed 2011 - 2014 |
| Rizzo Carl M | Chief Compliance Officer | filed 2014 - 2014 |
| Crowder David V. | Executive Vice President | filed 2012 - 2013 |
| Lapping Paul | Chief Operating Officer | filed 2011 - 2011 |
| Pampoulov Luben | Vice President | filed 2011 - 2011 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.