Ivy High Income Opportunities Fund
SEC CIK 1568292 · IVH · last insider filing 2021-07-22
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Chow Joseph W | Director | filed 2021 - 2021 |
| Whitford Thomas K | Director | filed 2021 - 2021 |
| Yeomans Janet L | Director | filed 2021 - 2021 |
| FRY John A | Director | filed 2021 - 2021 |
| Thomas L Bennett | Director | filed 2021 - 2021 |
| Wood Christianna | Director | filed 2021 - 2021 |
| Sevilla-Sacasa Frances Aldrich | Director | filed 2021 - 2021 |
| Borowiec ANN Dully | Director | filed 2021 - 2021 |
| Lawrence Sandra AJ | Director | filed 2021 - 2021 |
| Harroz Joseph Jr | Director | filed 2013 - 2021 |
| Dobbs Harry Jeffrey | Director | filed 2021 - 2021 |
| Lytle Shawn | Director | filed 2021 - 2021 |
| Abernathy Jerome | Director | filed 2021 - 2021 |
| Herrmann Henry J | Director · President | filed 2013 - 2013 |
| Gressett James D | Director | filed 2013 - 2013 |
| Boettcher Jarrold W | Director | filed 2013 - 2013 |
| Schwartz Eleanor B | Director | filed 2013 - 2013 |
| Johnson Glendon E Jr | Director | filed 2013 - 2013 |
| Tighe Edward M | Director | filed 2013 - 2013 |
| Smith Michael G | Director | filed 2013 - 2013 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Hills Wendy J | VP, Gen. Counsel & Asst. Secy. | filed 2014 - 2014 |
| Schulte Daniel C | VP, Gen. Counsel & Asst. Sec. | filed 2013 - 2014 |
| Sundeen John E JR | Vice President | filed 2013 - 2014 |
| Krug Bryan | Vice President | filed 2013 - 2013 |
| Richards Kristen A. | VP & Asst. Secretary | filed 2013 - 2013 |
| Casey Ryan C. | Assistant Vice President | filed 2013 - 2013 |
| Starks Richard II | Assistant Treasurer | filed 2013 - 2013 |
| Stevovich Mira | Assistant Treasurer | filed 2013 - 2013 |
| Williams Cory A. | Assistant Treasurer | filed 2013 - 2013 |
| Butch Thomas W | Vice President | filed 2013 - 2013 |
| Strohm Michael D | Vice President | filed 2013 - 2013 |
| Avery Michael L | Vice President | filed 2013 - 2013 |
| Herrington Mara D | Vice President & Secretary | filed 2013 - 2013 |
| Kauten Joseph W | VP, Treasurer, PAO & PFO | filed 2013 - 2013 |
| Schneider Scott J | VP & Chief Compliance Officer | filed 2013 - 2013 |
| Shipp Philip A | Assistant Secretary | filed 2013 - 2013 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.