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Governance Register

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Whitford Thomas K

SEC-identified person · CIK 1194849 Identifier-verified

Public-company roles (from insider filings)

CompanyCapacity as filedFilings
Ivy High Income Opportunities Fund IVH Director filed 2021–2021
Hsbc USA INC /MD/ HUSI PR-Z Director filed 2014–2014
Hsbc Finance Corp HSFC PRB Director filed 2013–2013
PNC Financial Services Group, INC. PNC Vice Chairman filed 2006–2013
Delaware Enhanced Global Dividend & Income Fund DEX Director filed 2013–2013
Abrdn National Municipal Income Fund VFL Director filed 2013–2013
Delaware Investments Minnesota Municipal Income Fund II, INC VMN Director filed 2013–2013
Delaware Investments Dividend & Income Fund, INC ddf Director filed 2013–2013
Delaware Investments Colorado Municipal Income Fund, Inc. VCO Director filed 2013–2013

All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.