Hsbc USA INC /MD/
SEC CIK 83246 · HUSI PR-Z · last insider filing 2016-10-18
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Kroeger Barry | Director | filed 2016–2016 |
| Dalton William R | Director | filed 2008–2016 |
| Ameen Phillip D | Director | filed 2013–2015 |
| Sherburne Jane Cecile | Director | filed 2015–2015 |
| Herdman Robert | Director | filed 2010–2015 |
| Disney Anthea | Director | filed 2008–2014 |
| Dorner Irene M | Director · President and CEO | filed 2010–2014 |
| Whitford Thomas K | Director | filed 2014–2014 |
| Minzberg Samuel | Director | filed 2013–2014 |
| Bader Jeffrey | Director | filed 2012–2014 |
| Blakely Kevin M | Director | filed 2013–2013 |
| Hernandez Louis JR | Director | filed 2008–2013 |
| Mistretta Nancy G. | Director | filed 2012–2012 |
| Booker Niall S | Director · Director, Chairman of the Bd | filed 2010–2011 |
| Mcdonagh Brendan | Director · Director, Chairman of the Bd | filed 2006–2010 |
| Alfiero Salvatore | Director | filed 2010–2010 |
| Lawrence Paul J | Director · President and CEO | filed 2006–2010 |
| Geoghegan Michael F | Director | filed 2006–2009 |
| Gulliver Stuart T | Director | filed 2006–2008 |
| Boswell Donald | Director | filed 2008–2008 |
| Fergusson Frances D | Director | filed 2008–2008 |
| Kimmelman Peter | Director | filed 2008–2008 |
| Meyer Charles JR | Director | filed 2008–2008 |
| Morice James L | Director | filed 2008–2008 |
| Cleave James H | Director | filed 2008–2008 |
| Derickson Sandra L | Director · President & CEO - Designate | filed 2006–2007 |
| Mehta Siddharth N | Director | filed 2006–2007 |
| Glynn Martin J G | Director · Former President & CEO | filed 2007–2007 |
| Green Stephen K | Director | filed 2006–2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Alderoty Stuart A | Sr Ex V.P. and General Counsel | filed 2011–2016 |
| O'Connor Patricia M | Head of FCC & BSA Comp Officer | filed 2016–2016 |
| Gillan-Myer Maureen A | EVP, Hd of Human Resources USA | filed 2016–2016 |
| Ekert Steven G | SEVP, Chief Risk Officer | filed 2013–2015 |
| Nesbitt Stephen R | Head of Regulatory Remediation | filed 2015–2015 |
| Newman Kevin | Sr.V.P.,Head of Prsnl Fin Serv | filed 2007–2015 |
| Sanchez Pablo | See Remarks | filed 2015–2015 |
| Leroni Ian | See Remarks | filed 2014–2015 |
| Tabaka William | See Remarks | filed 2015–2015 |
| Nolan Patrick M | Sr Ex VP,Head of Gl Bkg & Mkts | filed 2010–2015 |
| Roland Thierry | See Remarks | filed 2015–2015 |
| Bottomley Steve A | Sr Ex VP, Head of Comm Bnkg | filed 2012–2015 |
| Crowell Wyatt E | SEVP, Head of Commercial Bnkg | filed 2015–2015 |
| Schwartz Patrick D | Exec V.P. and Secretary | filed 2011–2015 |
| Pisarczyk Karen | EVP and Corporate Secretary | filed 2015–2015 |
| Mattia Gerard | Sr Exec Vice Pres & CFO | filed 2007–2014 |
| Zaeske Mark Alan | SEVP and CFO | filed 2014–2014 |
| Burke Patrick | President & CEO-Designate | filed 2014–2014 |
| Cox Rhydian H | SEVP, Head of Reg Remediation | filed 2014–2014 |
| Zeeman Gregory T | EVP and Chief Operating Off | filed 2012–2014 |
| Severino Vittorio M | SEVP & Chief Operating Off USA | filed 2014–2014 |
| Ferren Eric K | Exec VP & Chief Acctg Officer | filed 2010–2014 |
| Martinelli Mark | SEVP, Chief Auditor | filed 2007–2014 |
| O'Brien Richard E | SEVP and Chief Auditor | filed 2014–2014 |
| Martin Kevin Ross | SEVP, Head of RBWM | filed 2008–2014 |
| Sodeika Lisa M | EVP-Communications | filed 2013–2014 |
| Mcginnis John T | SEVP and CFO | filed 2009–2014 |
| Hershey Mark A | Senior Exec Vice President | filed 2007–2013 |
| Peterson Gary E | SEVP, Chief Compliance Officer | filed 2012–2013 |
| Cozza Patrick A | Sr EVP & Reg Head of Insurance | filed 2010–2013 |
| Gunton Mark C | Sr Ex V.P., Chief Risk Officer | filed 2009–2013 |
| Couture Jon N | Sr Ex Vice President | filed 2011–2013 |
| Bottorff Jon R | EVP, CFO-GBM Americas | filed 2010–2012 |
| Bilbrey Mary E | EVP, Hd of Human Resources USA | filed 2012–2012 |
| Larson Eric Lewis | SEVP and Chief Compliance Off | filed 2011–2012 |
| Sinyak Eli | SEVP & Chief Tech & Serv Off | filed 2011–2012 |
| Klug Loren C | Ex VP, Head of Strategy & Plng | filed 2012–2012 |
| Smith Matthew | Sr Ex VP Head of Strategy&Plng | filed 2009–2012 |
| Watkinson Mark | Sr Ex VP, Head of Comm Banking | filed 2011–2012 |
| Emerson Michael W | Exec V.P. and General Counsel | filed 2010–2011 |
| Brienza Suzanne | Ex Vice Pres.,Human Resources | filed 2008–2011 |
| Davies Christopher P | Sr Ex VP, Head of Comm Banking | filed 2007–2011 |
| Armishaw Andrew C | Sr Ex VP, Chief Technlgy & Ser | filed 2008–2011 |
| Midzain Lesley M | Executive Vice President | filed 2008–2010 |
| Murphy Anthony J | Sr Ex VP,Head of Glbl Bnkg&Mkt | filed 2007–2010 |
| Burak Janet L | Sr. Ex. VP & General Counsel | filed 2010–2010 |
| Simpson Joseph R | Exec. Vice Pres., Controller | filed 2006–2009 |
| Dew David | Sr E.V.P.& Chief Operating Off | filed 2006–2008 |
| Ebersole Jeanne G | Executive Vice President | filed 2008–2008 |
| Wind Carolyn M | Former Executive Vice Presiden | filed 2008–2008 |
| Wendler George T | Senior Exec Vice President | filed 2008–2008 |
| Kotheimer David C | Senior Exec Vice President | filed 2007–2007 |
| Butcher Robert M | Former Senior Exec Vice Pres | filed 2007–2007 |
| Bucknall Clive | Executive Vice President | filed 2006–2007 |
| Pesce Teresa A | Former Exec Vice President | filed 2007–2007 |
| Mckenna John J | Former SEVP & CFO | filed 2007–2007 |
| Ebbs Michael P | Managing Director, CIO | filed 2007–2007 |
| Belfatto Joseph A | Senior Exec Vice President | filed 2006–2007 |
| Young Marlon | MD, CEO Private Bank Americas | filed 2006–2006 |
| Aquilina Gerard | Senior Exec. Vice President | filed 2006–2006 |
| Petri Joseph M | Senior Exec Vice President | filed 2006–2006 |
| Mcmahon Seamus | Executive Vice President | filed 2006–2006 |
| Crooke Paulette M | Executive Vice President | filed 2006–2006 |
| Mancuso Vincent J | Senior Exec. Vice President | filed 2006–2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.