First Trust NEW Opportunities MLP & Energy Fund
SEC CIK 1589420 · FPL · last insider filing 2024-04-18
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Wright Bronwyn | Director | filed 2023 - 2023 |
| Denise M Keefe | Director | filed 2021 - 2021 |
| Nielson Niel B | Director | filed 2014 - 2014 |
| Bowen James A | Director | filed 2014 - 2014 |
| Erickson Richard E | Director | filed 2014 - 2014 |
| Kadlec Thomas R | Director | filed 2014 - 2014 |
| Keith Robert F | Director | filed 2014 - 2014 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Maltbie Derek | Treasurer and CFO | filed 2024 - 2024 |
| Bradley Mark R | President, CEO | filed 2014 - 2016 |
| Carey Robert F | Vice President | filed 2014 - 2014 |
| Erickson JON C | Investment Adviser | filed 2014 - 2014 |
| Swade Donald | Assistant Treasurer | filed 2014 - 2014 |
| Lynch Coleen D | Assistant Vice President | filed 2014 - 2014 |
| Klassman Erin E | Assistant Secretary | filed 2014 - 2014 |
| Gatta Rosanne | Assistant Secretary | filed 2014 - 2014 |
| Urevig Katherine L | Assistant Treasurer | filed 2014 - 2014 |
| Shannon Shane | Assistant Secretary | filed 2014 - 2014 |
| Jardine W Scott | Secretary | filed 2014 - 2014 |
| Maher Kristi A | Asst. Secretary and CCO | filed 2014 - 2014 |
| Dykas James M | Treasurer | filed 2014 - 2014 |
| Lindquist Daniel J | Vice President | filed 2014 - 2014 |
| Fallow Christopher R | Assistant Vice President | filed 2014 - 2014 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.