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Erickson JON C

SEC-identified person · CIK 1241127 Identifier-verified

Public-company roles (from insider filings)

CompanyCapacity as filedFilings
Macquarie/First Trust Global Infrastr/Util DIV & INC Fund MFD Investment Adviser filed 2014 - 2014
First Trust Senior Floating Rate Income Fund II FCT Investment Adviser filed 2014 - 2014
First Trust Energy Income & Growth Fund fen Investment Adviser filed 2014 - 2014
First Trust/Fiduciary Asset Management Covered Call Fund ffa Investment Adviser filed 2014 - 2014
First Trust/Abrdn Global Opportunity Income Fund FAM Investment Adviser filed 2014 - 2014
First Trust/Fidac Mortgage Income Fund FMY Investment Adviser filed 2014 - 2014
First Trust Strategic High Income Fund II FHY Investment Adviser filed 2006 - 2014
First Trust/Abrdn Emerging Opportunity Fund FEO Investment Adviser filed 2006 - 2014
First Trust/Gallatin Specialty Finance & Financial Opportunities Fund FGB Investment Adviser filed 2007 - 2014
First Trust Dividend & Income Fund FAV Investment Adviser filed 2007 - 2014
First Trust High Income Long/Short Fund FSD Investment Adviser filed 2010 - 2014
First Trust Energy Infrastructure Fund FIF Investment Adviser filed 2011 - 2014
First Trust MLP & Energy Income Fund FEI Investment Adviser filed 2012 - 2014
First Trust Intermediate Duration Preferred & Income Fund FPF Investment Adviser filed 2013 - 2014
First Trust NEW Opportunities MLP & Energy Fund FPL Investment Adviser filed 2014 - 2014
First Trust Strategic High Income Fund III FHO Officer filed 2007 - 2007
First Trust TAX-Advantaged Preferred Income Fund FPI Officer filed 2006 - 2006

All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.