XAI Octagon Floating Rate & Alternative Income Trust
SEC CIK 1703079 · XFLT · last insider filing 2026-02-19
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Brombach Theodore J | Director · President&CEO | filed 2017 - 2025 |
| Meyers William T. | Director | filed 2024 - 2025 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Spence John Yogi | Vice President | filed 2017 - 2026 |
| Flynn Kimberly Ann | Vice President | filed 2017 - 2025 |
| Mcculloch Benjamin | Secretary & CLO | filed 2019 - 2025 |
| Woo Lisa | Assistant Treasurer | filed 2025 - 2025 |
| Arment Madeline | Assistant Treasurer | filed 2025 - 2025 |
| Roessler Randi Jean | Chief Compliance Officer | filed 2023 - 2023 |
| Uhl Theodore | Fund CCO | filed 2017 - 2023 |
| Mcgarrity John P | Chief Legal & Secretary | filed 2017 - 2021 |
| Mullins Derek Jason | PFO & Treasurer | filed 2020 - 2020 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.