Uhl Theodore
SEC-identified person · CIK 1499541 Identifier-verified
Public-company roles (from insider filings)
| Company | Capacity as filed | Filings |
|---|---|---|
| Axonic Alternative Income Fund AAIDX | Chief Compliance Officer | filed 2018 - 2024 |
| IDR Core Property Index Fund Ltd [NONE] | Chief Compliance Officer | filed 2023 - 2023 |
| MVP Private Markets Fund N/A | Chief Compliance Officer | filed 2023 - 2023 |
| XAI Octagon Floating Rate & Alternative Income Trust XFLT | Fund CCO | filed 2017 - 2023 |
| Alpha Alternative Assets Fund AAACX | Chief Compliance Officer | filed 2023 - 2023 |
| List Income Opportunities Fund LISTX | Chief Compliance Officer | filed 2023 - 2023 |
| Alpha Alternative Assets Fund N/A | Chief Compliance Officer | filed 2021 - 2021 |
| Clough Global Dividend & Income Fund glv | Fund CCO | filed 2010 - 2017 |
| Clough Global Equity Fund glq | Fund CCO | filed 2010 - 2017 |
| Clough Global Opportunities Fund glo | Fund CCO | filed 2010 - 2017 |
| Reaves Utility Income Fund UTZ | Chief Compliance Officer | filed 2010 - 2015 |
| SRH Total Return Fund, Inc. stew | Chief Compliance Officer | filed 2015 - 2015 |
All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.