List Income Opportunities Fund
SEC CIK 1962937 · LISTX · last insider filing 2023-06-26
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Rivera Felix | Director | filed 2023 - 2023 |
| Davis Kate | Director | filed 2023 - 2023 |
| Seese Patrick Ray | Director | filed 2023 - 2023 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Uhl Theodore | Chief Compliance Officer | filed 2023 - 2023 |
| Johanson Ryan | CFO, CAO and Treasurer | filed 2023 - 2023 |
| Shaw Christopher G | President | filed 2023 - 2023 |
| Nicholas Adams | Secretary & CLO | filed 2023 - 2023 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.