Total Return Securities Fund
SEC CIK 813623 · swz · last insider filing 2026-06-30
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Sell Moritz A | Director | filed 2017–2026 |
| Dakos Andrew | Director · President and CEO | filed 2017–2026 |
| Harris BEN H | Director | filed 2026–2026 |
| Goldstein Phillip | Director · Secretary | filed 2018–2026 |
| Hellerman Gerald | Director | filed 2018–2026 |
| Dayan Richard | Director | filed 2018–2018 |
| Calhoun Joseph S III | Director | filed 2016–2018 |
| Berris Brian A | Director | filed 2012–2018 |
| Hoysradt Jean | Director | filed 2017–2018 |
| Witt Samuel B | Director | filed 2007–2017 |
| Helbig Claus | Director | filed 2008–2017 |
| Ricciardi Fred J | Director | filed 2017–2017 |
| Bock David | Director | filed 2010–2017 |
| Brealey Richard | Director | filed 2009–2017 |
| Boillat Jean-Marc | Director | filed 2006–2017 |
| Cannella Margaret M | Director | filed 2016–2016 |
| Hooper R Clark | Director | filed 2007–2016 |
| Takacsy Alexandre | Director | filed 2007–2014 |
| West Stephen K | Director | filed 2007–2012 |
| Kraynak Michael Jr | Director | filed 2006–2012 |
| Claude Frey | Director | filed 2007–2008 |
| Valencienne Pineau Didier | Director | filed 2007–2007 |
| Brenner Paul | Director | filed 2007–2007 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Das Rajeev P | Secretary | filed 2019–2026 |
| Darling Stephanie | Chief Compliance Officer | filed 2019–2019 |
| Antonucci Thomas | Chief Financial Officer | filed 2019–2019 |
| Adams Reid B | Chf. Legal Officer & Secretary | filed 2017–2017 |
| Mandel Alan M. | Treas. & Princ. Fin. Officer | filed 2014–2017 |
| Ingber Abby L. | Chief Legal Off. & Asst. Secy | filed 2014–2017 |
| Detore Stephen M. | Chief Compliance Officer | filed 2014–2016 |
| Patnaik Shanak | Chief Compliance Officer | filed 2016–2016 |
| Muhlbaum Carin F. | Vice President | filed 2014–2014 |
| Hemenetz Mark A. | Pres. & Princ. Exec. Officer | filed 2014–2014 |
| Sauer William P. | Vice President | filed 2014–2014 |
| Lanier Angel | Assistant Secretary | filed 2014–2014 |
| Marshall David James | Assistant Treasurer | filed 2014–2014 |
| Millisits Rudolf | Sr. Vice President | filed 2007–2014 |
| Comby Philippe | Vice President | filed 2007–2014 |
| James Downey | Secretary | filed 2011–2011 |
| Veilleux Edward J | Vice President and Secretary | filed 2007–2011 |
| Keniston Patrick J | Chief Compliance Officer | filed 2008–2008 |
| Hottinger Rodolphe | President | filed 2007–2008 |
| Guarino Peter Roserio | Chief Compliance Officer | filed 2006–2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.