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Governance Register

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Mandel Alan M.

SEC-identified person · CIK 1613147 Identifier-verified

Public-company roles (from insider filings)

CompanyCapacity as filedFilings
Cornerstone Total Return Fund INC CRF Treasurer filed 2018–2018
Cornerstone Strategic Investment Fund, Inc. CLM Treasurer filed 2018–2018
Total Return Securities Fund swz Treas. & Princ. Fin. Officer filed 2014–2017

All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.