High Yield Plus Fund INC
SEC CIK 828990 · HYP · last insider filing 2009-01-07
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Hyland Michael S | Director | filed 2008 - 2008 |
| Bannon Kevin j | Director | filed 2008 - 2008 |
| Munn Stephen P | Director | filed 2008 - 2008 |
| Whitehead Clay T | Director | filed 2008 - 2008 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Ryan John R | Officer of Investment Advisor | filed 2009 - 2009 |
| Valone James W | Officer of Investment Advisor | filed 2009 - 2009 |
| Hoffmann James P | Officer of Investment Advisor | filed 2006 - 2009 |
| Bousa Edward Peter | Officer of Investment Advisor | filed 2009 - 2009 |
| Swords Brendan J | Officer of Investment Advisor | filed 2008 - 2008 |
| Gabriel Laurie A | Officer of Investment Advisor | filed 2008 - 2008 |
| Mcevoy Earl E | Officer of Investment Advisor | filed 2008 - 2008 |
| Thompson Theresa C | Deputy Chief Compliance Office | filed 2008 - 2008 |
| Pappas Thomas L | Officer of Investment Advisor | filed 2008 - 2008 |
| Hill Lucius T III | Officer of Investment Advisor | filed 2008 - 2008 |
| Knierim Timothy J | Chief Compliance Officer | filed 2007 - 2007 |
| Braverman Paul | Officer of Investment Advisor | filed 2007 - 2007 |
| Steinborn Edward J | Officer of Investment Advisor | filed 2007 - 2007 |
| Parrella Peter | Assistant Treasurer | filed 2007 - 2007 |
| Digiacomo Claudia | Assistant Secretary | filed 2007 - 2007 |
| Simpson Valerie M | Deputy Chief Compliance Office | filed 2007 - 2007 |
| Schwartz John P | Assistant Secretary | filed 2007 - 2007 |
| Shain Jonathan D | Assistant Secretary | filed 2007 - 2007 |
| Peshimam Mohamed S | Assistant Treasurer | filed 2007 - 2007 |
| Benintende Jack | Assistant Treasurer | filed 2007 - 2007 |
| Adams Nicholas C | Officer of Investment Adviser | filed 2007 - 2007 |
| Hamel Paul J | Officer of Investment Adviser | filed 2007 - 2007 |
| Hynes Jean M. | Officer of Investment Adviser | filed 2007 - 2007 |
| Bandtel Karl E. | Officer of Investment Adviser | filed 2007 - 2007 |
| French Andrew R. | Assistant Secretary | filed 2006 - 2006 |
| Kaplan Paul D | Officer of Investment Adviser | filed 2006 - 2006 |
| Nordin Diane C | Officer of Investment Adviser | filed 2006 - 2006 |
| Belaya Marina | Assistant Secretary | filed 2006 - 2006 |
| Evans Robert L | Officer of Investment Adviser | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.