Skip to content
Governance Register
Sign inFind yourself
Find yourselfSign in
Search How it works For organisations For professionals

Edition

United KingdomIrelandUnited States (current)New ZealandCanadaAustraliaScotlandNorthern Ireland

← US public companies

Hill Lucius T III

SEC-identified person · CIK 1422581 Identifier-verified

Public-company roles (from insider filings)

CompanyCapacity as filedFilings
Nuveen Diversified Dividend & Income Fund JDD Officer of Investment Advisor filed 2008 - 2011
Nuveen Mortgage Opportunity Term Fund JLS Officer of Investment Advisor filed 2009 - 2011
Nuveen Mortgage Opportunity Term Fund 2 JMT Officer of Investment Advisor filed 2010 - 2011
First Opportunity Fund INC FOFI Officer of Investment Advisor filed 2008 - 2011
High Yield Plus Fund INC HYP Officer of Investment Advisor filed 2008 - 2008

All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.