First Opportunity Fund INC
SEC CIK 790202 · FOFI · last insider filing 2015-05-07
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Looney Joel W | Director | filed 2006 - 2015 |
| Barr Richard I | Director | filed 2006 - 2015 |
| Jacobson Dean | Director | filed 2006 - 2015 |
| Ciciora Susan L | Director | filed 2006 - 2015 |
| Norgaard Steven K | Director | filed 2011 - 2011 |
| Causier Dennis | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Murphey Nicole L | Treasurer, V.P & CFO | filed 2007 - 2015 |
| Kelley Stephanie J | Secretary | filed 2010 - 2015 |
| Miller Stephen C | President | filed 2007 - 2015 |
| Fischer Brendon J | Assistant Investment Officer | filed 2012 - 2015 |
| Pannell Saul J | Officer of Investment Adviser | filed 2013 - 2013 |
| Swords Brendan J | Officer of Investment Adviser | filed 2013 - 2013 |
| Traquina Perry M | Officer of Investment Adviser | filed 2013 - 2013 |
| Perelmuter Phillip H | Officer of Investment Adviser | filed 2013 - 2013 |
| Steinborn Edward J | Officer of Investment Advisor | filed 2007 - 2013 |
| Trojan Vera M | Officer of Investment Advisor | filed 2010 - 2013 |
| Argyle Charles S | Officer of Investment Advisor | filed 2010 - 2013 |
| Cromwell Wendy M. | Officer of Investment Adviser | filed 2011 - 2013 |
| Helfer Ray E. | Officer of Investment Adviser | filed 2012 - 2013 |
| Chabrier Louis | Officer of Investment Adviser | filed 2012 - 2013 |
| Adams Nicholas C | Officer of Investment Adviser | filed 2012 - 2012 |
| Foss Lucas D | Chief Compliance Officer | filed 2012 - 2012 |
| Welsh Jennifer T | Chief Compliance Officer | filed 2010 - 2012 |
| Valone James W | Officer of Investment Advisor | filed 2009 - 2012 |
| Bousa Edward Peter | Officer of Investment Advisor | filed 2009 - 2012 |
| Terwilliger Joel | Chief Compliance Officer | filed 2007 - 2011 |
| Johns Carl D | Vice President and Treasurer | filed 2007 - 2011 |
| Hill Lucius T III | Officer of Investment Advisor | filed 2008 - 2011 |
| Hynes Jean M. | Officer of Investment Advisor | filed 2007 - 2010 |
| Bandtel Karl E. | Officer of Investment Advisor | filed 2007 - 2010 |
| Ryan John R | Officer of Investment Advisor | filed 2009 - 2009 |
| Hoffmann James P | Officer of Investment Advisor | filed 2006 - 2009 |
| Gabriel Laurie A | Officer of Investment Advisor | filed 2008 - 2008 |
| Pappas Thomas L | Officer of Investment Advisor | filed 2008 - 2008 |
| Braverman Paul | Officer of Investment Advisor | filed 2007 - 2007 |
| Hamel Paul J | Officer of Investment Adviser | filed 2007 - 2007 |
| Evans Robert L | Officer of Investment Adviser | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.